Metropolitan West Securities, LLC is a large advisory firm based in Los Angeles. It manages $56.89 billion of regulatory assets for 175 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of California, Florida, New Jersey, and 3 other states.
Metropolitan West Securities provides portfolio management for pooled investment vehicles and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Metropolitan West Securities, LLC is $56.89 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 85% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay Metropolitan West Securities, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Thomas William Hayes has been acting as President since 1 Jan 2001. Richard Harlan Schweitzer joined the executive team most recently as the Chief Operating Officer & Management Committee Member.
The principal office where Metropolitan West Securities, LLC performs its advisory services is located at 11440 San Vicente Blvd, 3 Rd Floor, Los Angeles, CA 90049, which is also the mailing address of the firm. An additional office of the firm is in Sacramento, CA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 310-979-6300 or by fax 310-979-6399. The normal business hours are 6:30am - 4:00pm on Monday - Friday. You can find more information about the New York firm at www.mws.com.