Westlb Mellon Asset Management (Usa) LLC (New York)

Name: Westlb Mellon Asset Management (Usa) LLC
Address: 200 Park Avenue, New York, NY, 10166
Telephone: 212-922-6770

Westlb Mellon Asset Management (Usa) LLC is a large advisory firm based in New York. It manages $477.26 million of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2006.

Westlb Mellon Asset Management (Usa) provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Westlb Mellon Asset Management (Usa): assets under management

The assets under management (AUM) of Westlb Mellon Asset Management (Usa) LLC is $477.26 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -50% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $477.26 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $68.18 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Westlb Mellon Asset Management (Usa) LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Westlb Mellon Asset Management (Usa) LLC

John D. O'malley has been acting as President since 1 Jan 2006. Lawrence S Lafer joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David Charles Turner	Chief executive officer and chief investment officer/non-owner	1 Mar 2005	Other	4944318
Westlb Mellon Asset Management Holdings Limited	Parent company	1 Dec 2005	75% - 100%	foreign entity
John D. O'malley	Director	1 Jan 2006	Other	5397433
Terri Ambron Liftin	Director and chief compliance officer	1 Aug 2006	Other	5196394
Christopher Brandely	Associate director	1 Dec 2006	Other	5397445
Ravi Vish	Chief executive officer	1 May 2007	Other	5356645
Lawrence S Lafer	Chief compliance officer	1 Jul 2009	Other	1101176

Indirect Owners

The SEC currently registers 10 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Westlb Ag	Parent company	1 Apr 2006	50% - 75%	foreign entity
Mellon Jv Limited	Parent company	1 Apr 2006	50% - 75%	foreign entity
Mgi (Holdings) Limited	Parent	1 Apr 2006	75% - 100%	foreign entity
Mellon International Limited	Parent	1 Apr 2006	75% - 100%	foreign entity
Neptune Llc	Parent	1 Apr 2006	75% - 100%	00-0000000
Mbc Investments Corp.	Parent	1 Apr 2006	75% - 100%	51-0301132
Mellon Financial Corporation	Parent	1 Apr 2006	75% - 100%	25-1233834
The Bank Of New York Mellon Corporation	Parent	1 Apr 2006	75% - 100%	13-2614959
Bny Mellon Asset Management International Holdings Ltd	Parent	1 Apr 2006	75% - 100%	foreign entity
Mellon International Holdings Sarl	Parent	1 Dec 2007	75% - 100%	foreign entity

Based in New York

The principal office where Westlb Mellon Asset Management (Usa) LLC performs its advisory services is located at 200 Park Avenue, New York, NY 10166, which is also the mailing address of the firm. An additional office of the firm is in Chicago, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-922-6770 or by fax 212-922-6770. The normal business hours are 9:00am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.westam.com.