Wealthview Capital, LLC (Jackson)


Wealthview Capital, LLC is a large advisory firm based in Jackson. It manages $170.77 million of regulatory assets for 474 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of Alabama, Louisiana, Mississippi, and Texas.

Wealthview Capital provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and educational seminars and workshops. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Wealthview Capital: assets under management

The assets under management (AUM) of Wealthview Capital, LLC is $170.77 million. The firm's AUM has grown by 107% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $169.35 million in discretionary accounts and $1.42 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $359.55 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $472.94 thousand.

Investments

The firm invests in exchange traded securities the most. They account for 76% of the total AUM. The second-largest asset type is investment grade corporate bonds, which make up 18% of the firm’s portfolio. Investments in non-investment grade corporate bonds form 2% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Wealthview Capital, LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Wealthview Capital serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Wealthview Capital is high net worth individuals with 46 clients and $132.29 million of assets under management. Among the 8 most similar advisory firms, Wealthview Capital has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $165.54 million for 169 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Wealthview Capital doesn't advise any private funds.

Careers at Wealthview Capital, LLC

The company employs 7 people that are either part- or full-time employees. 43 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Samuel James Taylor Managing member/chief compliance officer 1 Jan 2005 75% - 100% 1232458
Laura Melanie Taylor Member/treasurer 1 Jul 2007 Other 4927610
Karl William Harrop Member/principal 1 Jul 2007 Other 2940640

Based in Jackson

The principal office where Wealthview Capital, LLC performs its advisory services is located at 4500 I 55 North, Suite 263, Jackson, MS 39211, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 601-981-4040 or by fax 601-981-4195. The normal business hours are 8am-5pm on Monday - Friday. You can find more information about the New York firm at wealthviewcapital.com.