Arc Investment Planning & Management Inc (Lenox)

Arc Investment Planning & Management Inc is a large advisory firm based in Lenox. It manages $170.62 million of regulatory assets for 732 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Florida, Massachusetts, New Hampshire, and 3 other states.

Arc Investment Planning & Management provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Arc Investment Planning & Management: assets under management

The assets under management (AUM) of Arc Investment Planning & Management Inc is $170.62 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 306% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $170.62 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $233.08 thousand each.

Arc Investment Planning & Management has custody of $2.04 million in cash and securities for 6 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Arc Investment Planning & Management Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Arc Investment Planning & Management Inc

Edward Stuart Richter has been acting as President since 1 Sep 1999. Richard A. Seeley joined the executive team most recently as the Executive Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Harvey Siegel	Ceo & chief compliance officer	1 Sep 1999	25% - 50%	1072771
Edward Stuart Richter	President	1 Sep 1999	25% - 50%	4517676
Barry Martin Wesson	Corp. secretary	1 Sep 1999	Other	1780580
Barry Martin Wesson	Corp. secretary	1 Dec 2004	Other	1780580
Richard A. Seeley	Executive vice president	1 Dec 2009	Other	4643930

Based in Lenox

The principal office where Arc Investment Planning & Management Inc performs its advisory services is located at 5 Walker Steet, Lenox, MA 01240 2723, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.