M3 F, Inc. (Salt Lake City)

Name: M3 F, Inc.
Address: 10 Exchange Place, Salt Lake City, UT, 84111
Telephone: 202-246-9200

M3 F, Inc. is a large advisory firm based in Salt Lake City. It manages $344.16 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdiction of Utah.

M3 F provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

M3 F: assets under management

The assets under management (AUM) of M3 F, Inc. is $344.16 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 192% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $344.16 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $344.16 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay M3 F, Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients M3 F serves?

The only and largest group of clients of M3 F is pooled investment vehicles with 1 clients and $344.16 million of assets under management. Among the 12 most similar advisory firms, M3 F has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $344.16 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

M3 F also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at M3 F, Inc.

The company employs 4 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jason Allen Stock	Chief compliance officer, managing director	1 Jun 2009	50% - 75%	2817051
William Chester Waller	Managing director	1 Jun 2009	50% - 75%	5467541

Based in Salt Lake City

The principal office where M3 F, Inc. performs its advisory services is located at 10 Exchange Place, Salt Lake City, UT 84111, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 202-246-9200 or by fax 202-355-6666. The normal business hours are 7 a.m. to 3 p.m. on Monday - Friday. You can find more information about the New York firm at m3funds.com.