Dover Corporate Responsibility Management LLC (Greenwich)

Name: Dover Corporate Responsibility Management LLC
Address: 140 Greenwich Avenue, Greenwich, CT, 06830
Telephone: 203-769-4100

Dover Corporate Responsibility Management LLC is a large advisory firm based in Greenwich. It manages $44 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of California, Connecticut, Illinois, and 5 other states.

Dover Corporate Responsibility Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Dover Corporate Responsibility Management: assets under management

The assets under management (AUM) of Dover Corporate Responsibility Management LLC is $44 million. The firm's AUM has grown by 1089% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $38 million in discretionary accounts and $6 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $19 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $6 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Dover Corporate Responsibility Management LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Dover Corporate Responsibility Management LLC

Richard Matthew Fuscone has been acting as President since 1 Jan 2001. Douglas Roy Cliggott has served as the Chief Investment Officer since 1 Dec 2006. Kathryn Payne Beller joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Richard Matthew Fuscone	Chairman/founding member	1 Jan 2001	Other	2046030
Michael Patrick Castine	President, chief financial officer, chief compliance officer	1 Mar 2003	Other	4693398
Dover Management Llc	Member	1 Jun 2003	75% - 100%	061622400
Richard Matthew Fuscone	Chairman	1 Jun 2003	Other	2046030
Dover Management Llc	Owner	1 Dec 2003	75% - 100%	061622400
Christopher James Wolfe	Portfolio manager	1 Nov 2004	Other	2055127
Douglas Rankin Barnard	Chief financial officer, chief compliance officer	1 May 2005	Other	2798079
Niladri Mukherjee	Portfolio manager / research	1 Sep 2006	Other	5227234
Douglas Roy Cliggott	Chief investment officer	1 Dec 2006	Other	2546472
Kathryn Payne Beller	Chief compliance officer	1 Feb 2007	Other	5072413

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Richard Matthew Fuscone	Chairman / founding member	1 Mar 2001	75% - 100%	2046030

Based in Greenwich

The principal office where Dover Corporate Responsibility Management LLC performs its advisory services is located at 140 Greenwich Avenue, Greenwich, CT 06830, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 203-769-4100 or by fax 203-769-4101. The normal business hours are 9:00-5:00 on Monday - Friday. You can find more information about the New York firm at www.doverllc.com.