Applied Research Investments, LLC (New York)

Name: Applied Research Investments, LLC
Address: 641 Lexington Ave, New York, NY, 10022
Telephone: (212) 419-0573

Applied Research Investments, LLC is a large advisory firm based in New York. It manages $106.7 million of regulatory assets for 10 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of Illinois, Massachusetts, New York, and Pennsylvania.

Applied Research Investments provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Applied Research Investments: assets under management

The assets under management (AUM) of Applied Research Investments, LLC is $106.7 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 13624% since the beginning of its operation, and $71.37 million of the total AUM is attributable to clients outside of the United States.

The firm manages $106.7 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $10.67 million each.

Investments

The firm invests in exchange traded securities the most. They account for 97% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 3% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Applied Research Investments, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Applied Research Investments, LLC

The company employs 8 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Amira Strasser	Managing director, ceo, cco and risk manager	1 Oct 2016	75% - 100%	xxx-xx-xxxx
Mark Lin	Cio and portfolio manager	1 Apr 2017	Other	6851566

Based in New York

The principal office where Applied Research Investments, LLC performs its advisory services is located at 641 Lexington Ave, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (212) 419-0573. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at arinvgroup.com/.