Wg Spears LLC (New York)

Wg Spears LLC is a large advisory firm based in New York. It manages $25 million of regulatory assets for 50 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of Connecticut, New Hampshire, New Jersey, New York, and North Carolina.

Wg Spears provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Wg Spears: assets under management

The assets under management (AUM) of Wg Spears LLC is $25 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $25 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $500 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Wg Spears LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Wg Spears LLC

William Gerli Spears has been acting as President since 1 Nov 2006. Llc Abacus And Associates Holdings joined the executive team most recently as the Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Spears & Co. Llc	Member	1 Nov 2006	75% - 100%	20-5909012
William Gerli Spears	President	1 Nov 2006	Other	431579
Kathryn Payne Beller	Chief compliance officer	1 Nov 2006	Other	5072413
William Gerli Spears	Chief executive officer and manager	1 Jan 2007	Other	431579
Llc Abacus And Associates Holdings	Member	1 Jan 2007	25% - 50%	20-8116239
Robert Michael Raich	President	1 Jan 2007	Other	5281752
Margaret Mary Maclennan	Chief financial officer	1 Jan 2007	Other	5281784
Frank Alan Weil	Manager	1 Jan 2007	Other	461592

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Frank Alan Weil	Manager	1 Dec 2006	Other	461592
William Sylvan Weil	Manager	1 Dec 2006	Other	1970954
Abigail Norman	Manager	1 Dec 2006	Other	5281862

Based in New York

The principal office where Wg Spears LLC performs its advisory services is located at 147 East 48 Th Street, New York, NY 10017, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-230-9800 or by fax 212-230-9849. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday.