Castle Point Capital Management, LLC (Greenwich)

Castle Point Capital Management, LLC is a large advisory firm based in Greenwich. It manages $443.15 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of Connecticut.

Castle Point Capital Management provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Castle Point Capital Management: assets under management

The assets under management (AUM) of Castle Point Capital Management, LLC is $443.15 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 1089% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $443.15 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $88.63 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Castle Point Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Castle Point Capital Management, LLC

Stephen Friedman has been acting as President since 1 Jan 2009. Richard A Goldman joined the executive team most recently as the Co Ceo.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Todd Anthony Combs	Ceo / director	1 Nov 2005	Other	4557897
Tc Investments I Lllp	Member	1 Nov 2005	50% - 75%	14-1939109
Trident Hf Holdings Lp	Member	1 Nov 2005	25% - 50%	20-3618802
Richard A Goldman	Cfo / cco	1 Nov 2005	Other	5092385
Charles Arthur Davis	Director	1 Mar 2006	Other	816660
Mark Schwartz	Director	1 Mar 2006	Other	1647639
Andrew J Turchin	Chief compliance officer & cfo	1 Nov 2006	Other	5092385
Andrew Jules Turchin	Chief compliance officer & cfo	1 Nov 2006	Other	1755014
John Leroy Townsend	Director	1 Mar 2008	Other	1079278
Stephen Friedman	Director	1 Jan 2009	Other	214729
Nicolas David Zerbib	Director	1 Jan 2010	Other	5473031
Richard A Goldman	Co-ceo	1 Nov 2010	Other	5092385
Nicolas David Zerbib	Co-ceo & director	1 Nov 2010	Other	5473031
Richard A (Mi Only) Goldman	Co-ceo	1 Nov 2010	Other	5092385

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Lp Trident Iii	General partner	1 Nov 2005	50% - 75%	20-0400708
Trident Iii Im Hf Corp	Partner	1 Nov 2005	25% - 50%	20-3618802

Based in Greenwich

The principal office where Castle Point Capital Management, LLC performs its advisory services is located at 20 Horseneck Lane, Greenwich, CT 06830, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-862-3150 or by fax 203-862-3151. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday.