Rock Canyon Advisory Group, Inc. (Lehi)

Rock Canyon Advisory Group, Inc. is an adviser based in Lehi. It manages $3.3 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdiction of Utah.

Rock Canyon Advisory Group provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rock Canyon Advisory Group: assets under management

The assets under management (AUM) of Rock Canyon Advisory Group, Inc. is $3.3 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -65% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $3.3 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $3.3 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Rock Canyon Advisory Group, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Rock Canyon Advisory Group, Inc.

Jonathan Neil Ferrell has been acting as President since 1 Nov 2002. Todd C Draney joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jonathan Neil Ferrell	President	1 Nov 2002	75% - 100%	4335935
James Reid Boden	Chief financial officer	1 Feb 2004	Other	4809669
Melissa Denise Murchison	Chief compliance office	1 Sep 2004	Other	4343646
Neil John Ferrell	Chief compliance officer	1 Nov 2006	Other	5290242
Todd C Draney	Director	1 Jan 2008	Other	1779079

Based in Lehi

The principal office where Rock Canyon Advisory Group, Inc. performs its advisory services is located at 2989 West Maple Loop,Suite 210, Lehi, UT 84043, which is also the mailing address of the firm. The firm also has an office outside of the United States.