Stumpf Capital Management LLC (Scottsdale)

Name: Stumpf Capital Management LLC
Address: 20842 N. 102 Nd Street, Scottsdale, AZ, 85255
Telephone: 480-504-2642

Stumpf Capital Management LLC is a large advisory firm based in Scottsdale. It manages $150.63 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of Arizona and California.

Stumpf Capital Management provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Stumpf Capital Management: assets under management

The assets under management (AUM) of Stumpf Capital Management LLC is $150.63 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -1% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $150.63 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $50.21 million each.

Investments

The firm invests in exchange traded securities the most. They account for 90% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 10% of the firm’s portfolio.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Stumpf Capital Management LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Stumpf Capital Management serves?

The firm provides services to individuals, other investment advisers, and high net worth individuals. The largest group of clients of Stumpf Capital Management is high net worth individuals with 2 clients and $120.37 million of assets under management. Among the 10 most similar advisory firms, Stumpf Capital Management has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $150.63 million for 4 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Stumpf Capital Management doesn't advise any private funds.

Careers at Stumpf Capital Management LLC

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Joshua John Stumpf	Manager, chief investment officer, chief executive officer, chief compliance officer	1 Dec 2014	Other	6359023
As Trustee Of The Joshua J. Stumpf Trust Under Agreement Dated December 19 2012 Joshua J. Stumpf	Member	1 Dec 2014	75% - 100%	xxx-xx-xxxx

Based in Scottsdale

The principal office where Stumpf Capital Management LLC performs its advisory services is located at 20842 N. 102 Nd Street, Scottsdale, AZ 85255, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 480-504-2642. The normal business hours are 6am-3pm on Monday - Friday. You can find more information about the New York firm at stumpfcapital.com.