New Silk Route Advisors, L.P. (New York)

Name: New Silk Route Advisors, L.P.
Address: 250 West 55 Th Street, New York, NY, 10019 9710
Telephone: 212-710-5220

New Silk Route Advisors, L.P. is a large advisory firm based in New York. It manages $975.19 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of New York.

New Silk Route Advisors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

New Silk Route Advisors: assets under management

The assets under management (AUM) of New Silk Route Advisors, L.P. is $975.19 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -24% since the beginning of its operation, and $975.19 million of the total AUM is attributable to clients outside of the United States.

The firm manages $975.19 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $487.59 million each.

New Silk Route Advisors has custody of $975.19 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay New Silk Route Advisors, L.P. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients New Silk Route Advisors serves?

The only and largest group of clients of New Silk Route Advisors is pooled investment vehicles with 2 clients and $975.19 million of assets under management. Among the 6 most similar advisory firms, New Silk Route Advisors has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $975.19 million for 2 clients. 100% of the firm’s clients are foreign persons or businesses.

New Silk Route Advisors also advises several private funds. Namely, two private equity funds. The minimum investment commitment required of non-related persons is $250,000 for each fund.

Careers at New Silk Route Advisors, L.P.

The company employs 5 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ltd. New Silk Route Partners	General partner, new silk route advisors, l.p.	1 Dec 2006	Other	98-0569870
Parag Saxena	Chief executive officer, new silk route advisors, l.p.	1 Dec 2006	Other	4159180
L.P. New Silk Route Advisors	Shareholder, new silk route advisors private limited	1 Feb 2007	75% - 100%	98-0569871
Vivek Sett	Director, new silk route advisors private limited	1 Sep 2007	Other	6029604
Darius Dinshaw Pandole	Director, new silk route advisors private limited	1 Oct 2007	Other	6029675
Parag Saxena	Director, new silk route advisors private limited	1 Oct 2007	Other	4159180
L.P. New Silk Route Advisors	Shareholder, nsr mauritius advisors, llc	1 Sep 2008	75% - 100%	98-0569871
Subhash Chandra Lallah	Director, nsr mauritius advisors, llc	1 Sep 2008	Other	6029603
Raymond Marie Marc Hein	Director, nsr mauritius advisors, llc	1 Sep 2008	Other	6029602
Llc Gupta Associates	Limited partner, new silk route advisors, l.p.	1 Jan 2011	25% - 50%	20-8927582
Saxena Nsr Holdings Llc	Limited partner, new silk route advisors, l.p.	1 Jan 2011	25% - 50%	27-4260565
Saxena Nsr Associates Llc	Limited partner, new silk route advisors, l.p.	1 Jan 2011	Other	27-4088394
Rishi Kumar Gupta	Director, nsr mauritius advisors, llc	1 Apr 2011	Other	6029667
Shantanu Yeshwant Nalavadi	Director, new silk route advisors private limited	1 Apr 2011	Other	6029606
Rishi Kumar Gupta	Chief financial officer and chief compliance officer, new silk route advisors, l.p. and relying advisors	1 Feb 2012	Other	6029667
Shalinee Dreepaul Halkhoree	Director, nsr mauritius advisors, llc	1 Mar 2012	Other	6179747
Margaret Ann Riley	Chief compliance officer	1 Jan 2017	Other	4360193

Indirect Owners

The SEC currently registers 12 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Parag Saxena	Director and shareholder	1 Mar 2008	25% - 50%	4159180
Parag Saxena	Managing member	1 Dec 2010	75% - 100%	4159180
Gupta 2010 Grat	Managing member	1 Dec 2010	75% - 100%	35-6890412
Saxena 2010 Grat	Managing member	1 Dec 2010	75% - 100%	35-6890411
Anil Sood	Trustee	1 Nov 2011	Other	6029679
Llc Nsr H Associates	Shareholder	1 Feb 2012	25% - 50%	45-4519017
Anil Sood	Manager	1 Feb 2012	Other	6029679
Rajat Kumar Gupta	Member	1 Feb 2012	75% - 100%	6028618
Saxena Nsr Holdings Llc	Member	1 Apr 2012	75% - 100%	27-4260565
Anita Mattoo Gupta	Member	1 Apr 2013	50% - 75%	6472157
Gregory John Orman	Director	1 Apr 2013	Other	6184710
John Aaron Deuser	Director	1 Mar 2014	Other	6283216

Based in New York

The principal office where New Silk Route Advisors, L.P. performs its advisory services is located at 250 West 55 Th Street, New York, NY 10019 9710, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-710-5220 or by fax 212-710-5221. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at nsrpartners.com.