Stewardship Advisory Group, LLC (Ocoee)

Name: Stewardship Advisory Group, LLC
Address: 885 Sedalia Street, Ocoee, FL, 34761
Telephone: 407-470-1405

Stewardship Advisory Group, LLC is a large advisory firm based in Ocoee. It manages $196.82 million of regulatory assets for 990 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdictions of Alabama, Arizona, California, and 31 other states.

Stewardship Advisory Group provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, selection of other advisers, and educational seminars and workshops. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Stewardship Advisory Group: assets under management

The assets under management (AUM) of Stewardship Advisory Group, LLC is $196.82 million. The firm's AUM has grown by 132% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $90.49 million in discretionary accounts and $106.33 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $153.63 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $265.17 thousand.

Investments

The firm invests in investment and business development companies the most. They account for 51% of the total AUM. The second-largest asset type is exchange traded securities, which make up 34% of the firm’s portfolio. Investments in cash and cash equivalents form 15% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Stewardship Advisory Group, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Stewardship Advisory Group serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Stewardship Advisory Group is individuals with 968 clients and $146.17 million of assets under management. Among the 7 most similar advisory firms, Stewardship Advisory Group has the 2nd highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $196.82 million for 990 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Stewardship Advisory Group doesn't advise any private funds.

Careers at Stewardship Advisory Group, LLC

The company employs 28 people that are either part- or full-time employees. 54 percent of the employees work as investment advisers or researchers. 15 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jeffrey Paul Rogers	Managing member, chairman of the board, president, chief executive officer, chief compliance officer	1 Nov 2012	75% - 100%	2332472

Based in Ocoee

The principal office where Stewardship Advisory Group, LLC performs its advisory services is located at 885 Sedalia Street, Ocoee, FL 34761, which is also the mailing address of the firm. An additional office of the firm is in Crofton, MD. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 407-470-1405 or by fax 407-470-1411. The normal business hours are 9 am to 5 pm on Monday - Friday. You can find more information about the New York firm at stewardshipadvisory.com.