Mdl Capital Management, Incorporated (Pittsburgh)


Mdl Capital Management, Incorporated is a large advisory firm based in Pittsburgh. It manages $790.09 million of regulatory assets for 44 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Pennsylvania.

Mdl Capital Management, Incorporated provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Mdl Capital Management, Incorporated: assets under management

The assets under management (AUM) of Mdl Capital Management, Incorporated is $790.09 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -66% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $790.09 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $17.96 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Mdl Capital Management, Incorporated for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Mdl Capital Management, Incorporated

Donald Caldwell has been acting as President since 1 Sep 2000. Edward Ali Adatepe has served as the Chief Investment Officer since 1 Sep 2000. Daryl Marion Mendenhall joined the executive team most recently as the Senior Fixed Income Investment Strategist.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Safeguard Scientifics (Delaware) Owner 1 Apr 1997 Other 23-1609753
Ltd. Janus St. George Group Owner 1 Jan 1998 Other 25-1770900
Edward Ali Adatepe Chief investment officer 1 Sep 2000 Other 4379718
Inc. Mdl Financial Owner 1 Sep 2000 75% - 100% 25-1700296
Donald Caldwell Director/owner 1 Sep 2000 Other 4379928
Jerry Johnson Director 1 Sep 2000 Other 4379939
Safeguard Scientifics Owner 1 Sep 2000 Other 23-1609753
Mark Douglas Lay Chairman-ceo & director 1 Sep 2000 25% - 50% 1998960
Steven Leroy Sanders Ceo 1 Sep 2000 Other 1238874
Joseph Watkins Chief marketing office 1 Sep 2000 Other 2762885
Charles Robert Zappala Director 1 Sep 2000 Other 500006
Janus St. George Group Owner 1 Sep 2000 Other 25-1731020
Cheryl Elaine Marrow Managing director of marketing & client services 1 Sep 2000 Other 1669559
Michele Antoinette Tate Vice president of technology 1 Sep 2000 Other 4519797
Antoine L. Smalls Vice president of investment operations 1 Sep 2000 Other 4519800
Inc. Mdl Capital Management Owner 1 Sep 2000 75% - 100% 25-1700296
Mildred O. Forbes Vice president business operations & compliance 1 Jul 2001 Other 4519791
Mildred Forbes Beal Executive vice president & chief compliance officer 1 Jul 2001 Other 4519791
Lp Black Enterprise Greenwich Corporate Growth Partners Owner 1 Feb 2003 Other 133961841
Daryl Marion Mendenhall Senior fixed income investment strategist 1 Jan 2004 Other 2853211

Based in Pittsburgh

The principal office where Mdl Capital Management, Incorporated performs its advisory services is located at 309 Smithfield Street, Pittsburgh, PA 15222, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 412-281-1995 or by fax 412-338-9037. The normal business hours are 8:30am to 5:00pm on Monday - Friday. You can find more information about the New York firm at www.mdlcapital.com.