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Sg Cowen Securities Corporation (New York)


Sg Cowen Securities Corporation is a large advisory firm based in New York. It manages $791.39 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdiction of New York.

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Sg Cowen Securities Corporation provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sg Cowen Securities Corporation: assets under management

The assets under management (AUM) of Sg Cowen Securities Corporation is $791.39 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 103% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $791.39 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $791.39 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sg Cowen Securities Corporation for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Societe Generale Parent 1 Apr 1999 75% - 100% foreign

Based in New York

The principal office where Sg Cowen Securities Corporation performs its advisory services is located at 1221 Avenue Of The Americas, New York, NY 10020, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-278-7618 or by fax 212-278-7693. The normal business hours are 9am - 5pm on Monday - Friday. You can find more information about the New York firm at www.socgen.com.


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