Kelmoore Investment Company, Inc. (Palo Alto)


Kelmoore Investment Company, Inc. is a large advisory firm based in Palo Alto. It manages $134.7 million of regulatory assets for 98 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Colorado, and 14 other states.

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Kelmoore Investment Company provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Kelmoore Investment Company: assets under management

The assets under management (AUM) of Kelmoore Investment Company, Inc. is $134.7 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -60% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $134.7 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.37 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Kelmoore Investment Company, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Kelmoore Investment Company, Inc.

David Richard Moore has been acting as President since 1 Oct 1996. Ronald Joseph Puccinelli joined the executive team most recently as the Vp Trading, Portfolio Manager, Investment Committee.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Archer Duncan King Director 1 Jan 1996 Other 2790734
Ralph Michael Jr Kelmon Chief executive officer, chairman of the board 1 Oct 1996 25% - 50% 846141
David Richard Moore Director 1 Oct 1996 Other 2286141
Ralph Michael Kelmon Chairman of the board, ceo, investment committee 1 Oct 1996 25% - 50% 846141
Norman Hallam Jr Moore Evp administration, compliance, corp sec 1 Jan 1997 Other 2451657
Norman Hallam Moore Director 1 Dec 1998 Other 2286143
Thomas William Killilea Director, vice cob 1 Dec 1998 Other 269390
Cece Green Montgomery Evp -controller 1 Mar 2000 Other 2637563
Michael Romanchak Director, sevp/president/institutional 1 May 2000 Other 2648011
Matthew Kelmon Sevp portfolio management, director 1 May 2000 Other 2320890
Tamara Beth Heiman Sevp operations 1 May 2000 Other 2582859
Richard Allen Jr Schilffarth Sevp- national sales manager 1 May 2000 Other 1286337
Tamara Beth Wendoll Sevp operations 1 May 2000 Other 2582859
Shawn Kelmon Young Cfo-sevp-director 1 Jun 2000 Other 4089904
Stephen Scott Rodde Director 1 Dec 2000 Other 4342945
Cece Green Montgomery Evp -human resources 1 Dec 2000 Other 2637563
Shawn Kelmon Young Cfo-sevp-treasurer-director 1 Dec 2000 Other 4089904
Bowen David Director 1 Jan 2002 Other 4502131
David Bowen Director 1 Jan 2002 Other 4502131
Richard George Bell Senior executive vice president and general counsel 1 Jul 2002 Other 4567626
Lisa Ann Mccarthy Director 1 Jan 2003 Other xxx-xx-xxxx
Lisa Ann Vanderweil Director 1 Jan 2003 Other xxx-xx-xxxx
Paul Gavin Chait Vp trading- investment committee 1 Feb 2003 Other 2756075
Robert Karl Atkins Investment committee 1 Feb 2003 Other 2366739
Shawn Kelmon Young Sevp-treasurer-director 1 Sep 2003 Other 4089904
Shawn Kelmon Young Sevp-treasurer-director-cfo-finop 1 Oct 2003 Other 4089904
Barringer Harold Martin Vp trading, crop 1 Nov 2003 Other 4038450
Richard G. Hajjar Director 1 Jan 2004 Other xxx-xx-xxxx
Russell Stan Fujioka Director 1 Mar 2004 Other 4773760
Antoine Maurice Devine Chief compliance officer - ia and trust only 1 Aug 2004 Other 1337015
Catherine Swartley Wooledge Chief legal counsel 1 Sep 2004 Other 2441682
Eugene Ira Stansbery Sevp-national retail sales manager 1 Dec 2005 Other 827989
Barringer Harold Martin Vp-head of trading, crop, investment committee 1 Feb 2006 Other 4038450
Catherine Swartley Wooledge Chief legal counsel/cco advisor and trust 1 Feb 2006 Other 2441682
Michael Romanchak Director 1 Aug 2007 Other 2648011
Jordan Rian Cohen Director 1 Feb 2008 Other xxx-xx-xxxx
William Thomas Helman Director 1 Feb 2008 Other 723183
Steven Reid Menge Director 1 Feb 2008 Other 5491801
Frank Edward Jr Pare Director 1 Feb 2008 Other xxx-xx-xxxx
Ronald Joseph Puccinelli Vp trading, portfolio manager, investment committee 1 Mar 2008 Other 4160730

Based in Palo Alto

The principal office where Kelmoore Investment Company, Inc. performs its advisory services is located at 2465 E Bayshore Rd, Palo Alto, CA 94303 3206, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 650-354-8170 or by fax 650-493-3624. The normal business hours are 8 am to 5 pm pst on Monday - Friday. You can find more information about the New York firm at www.kelmoore.com.