Hvb Capital Management Inc (New York)

Hvb Capital Management Inc is a large advisory firm based in New York. It manages $196.78 million of regulatory assets for 166 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of New York.

Hvb Capital Management provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Hvb Capital Management: assets under management

The assets under management (AUM) of Hvb Capital Management Inc is $196.78 million. The firm's AUM has grown by 83% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $181.95 million in discretionary accounts and $14.83 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.22 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $872.37 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Hvb Capital Management Inc for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Hvb Capital Management Inc

Stephan Schueller has been acting as President since 1 Apr 2000. Matthew Paul Dunn joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Bayerische Hypo Und Vereinsbank Ag (Hvb)	Hvbcc shareholder	1 May 1984	75% - 100%	13-2774123
Hvb Capital Corp. (Hvbcc)	Shareholder	1 Jan 1987	75% - 100%	13-3390109
Hvb Capital Corp. (Hvb Cc)	Shareholder	1 Jan 1987	75% - 100%	13-3390109
Hypovereinsbank A.G.	100% shareholder of hvb am	1 Jan 1987	75% - 100%	13-2774123
Hypovereinsbank A.G. (Hvb Ag)	100% shareholder of hvb am	1 Jan 1987	75% - 100%	13-2774123
Hugh Terrence Riley	Managing director	1 Jun 1992	Other	2257810
Gregor Wilhelm Medinger	Directors,board of	1 Jun 1999	Other	851088
Stephan Walter Bub	Directors, board of	1 Jun 1999	Other	3162852
Hendrick Daniels	Directors, board of	1 Jun 1999	Other	4334314
Stephan Schueller	Director	1 Apr 2000	Other	4500969
Inc (Hvb Am) Hvb Americas	100% shareholder of hvb cc	1 Jan 2001	75% - 100%	13-3918918
Muenchner Rueckversicherunggesellschaft Ag	Shareholder of hvb ag	1 Jan 2001	25% - 50%	xxx-xx-xxxx
Andreas Woelfer	Director	1 May 2002	Other	4553930
Peter Ermann	Director	1 May 2002	Other	4553932
Thomas Savino	Treasurer	1 May 2002	Other	2000082
Gabrielle Falger	Secretary	1 May 2002	Other	4553935
Judith R Samuels	Vice president	1 May 2002	Other	1160329
Andreas Woelfer	Director-chairman of the board	1 Feb 2004	Other	4553930
John J Gallagher	Treasurer	1 Feb 2004	Other	4773634
Reiner Krieglmeier	Director	1 Feb 2004	Other	4773671
Vera Christine Mcvey	Director	1 Feb 2004	Other	4751260
Karin Maria Mueller	Managing director, director	1 Feb 2004	Other	3083797
Jan Martin Kupfer	Director	1 Jun 2004	Other	4888229
Gabrielle Ulrike Falger	Chief compliance officer	1 Dec 2004	Other	4553935
Inc. Hvb Us Finance	Shareholder	1 Dec 2004	75% - 100%	13-3916633
Andrew James Lupo	Chief compliance officer	1 Dec 2005	Other	1296320
Matthew Paul Dunn	Director	1 Dec 2006	Other	1712477

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Hypovereinsbank Ag (Hvb Ag)	Shareholder	1 Jan 1987	75% - 100%	13-2774123
Bayerishe Hypo Und Vereinsbank Ag	Shareholder	1 Jan 1987	75% - 100%	foreign
Hvb America Inc. (Hvb Am)	Shareholder	1 Jan 2001	75% - 100%	13-3918918
Hvb America Llc	Shareholder	1 Dec 2004	75% - 100%	13-2774123
Unicredito Italiano S.P.A.	Shareholder	1 Nov 2005	75% - 100%	foreign

Based in New York

The principal office where Hvb Capital Management Inc performs its advisory services is located at 150 East 42 Nd Street, New York, NY 10017, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (212) 672-6000 or by fax (212) 672-5519. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday.