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Ngam Midway Acquisition, LLC (Oak Brook)


Ngam Midway Acquisition, LLC is a large advisory firm based in Oak Brook. It manages $13.42 billion of regulatory assets for 9,564 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.




Ngam Midway Acquisition provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and credit information services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ngam Midway Acquisition: assets under management

The assets under management (AUM) of Ngam Midway Acquisition, LLC is $13.42 billion. The company doesn't manage any assets belonging to foreign clients.


The firm manages $13.4 billion in discretionary accounts and $20.13 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.4 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $20.13 million.
Ngam Midway Acquisition has custody of $49.1 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ngam Midway Acquisition, LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 6 indirect owners.

Name Entity Date acquired Ownership Employer ID
Inc. Natixis U.S. Holdings Limited partner 1 Oct 2000 75% - 100% 13-4146043
Llc Natixis Global Asset Management General partner 1 Oct 2000 Other 13-4146162
Natixis Global Asset Management Shareholder 1 Aug 2004 75% - 100% foreign entity
Natixis Global Asset Management Participations 1 Shareholder 1 Jun 2005 75% - 100% foreign entity
Bpce Shareholder 1 Jul 2009 50% - 75% foreign entity
Natixis Shareholder 1 Sep 2011 75% - 100% foreign entity

Based in Oak Brook

The principal office where Ngam Midway Acquisition, LLC performs its advisory services is located at 1515 W. 22 Nd Street, Oak Brook, IL 60523, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 630-684-8600 or by fax 630-368-3977. The normal business hours are 7:30 a.m. - 4:30 p.m. on Monday - Friday.


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