Aton Financial LLC (San Juan)

Name: Aton Financial LLC
Address: 1590 Ponce De Leon, San Juan, PR, 00926
Telephone: 787-459-1780

Aton Financial LLC is a large advisory firm based in San Juan. It manages $216.28 million of regulatory assets for 219 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of Florida and Puerto Rico.

Aton Financial provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Aton Financial: assets under management

The assets under management (AUM) of Aton Financial LLC is $216.28 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 15% since the beginning of its operation, and $65.59 million of the total AUM is attributable to clients outside of the United States.

The firm manages $216.28 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $987.58 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 30% of the total AUM. The second-largest asset type is investment and business development companies, which make up 23% of the firm’s portfolio. Investments in government bonds form 21% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Aton Financial LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Aton Financial serves?

The firm provides services to individuals, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Aton Financial is high net worth individuals with 46 clients and $129.98 million of assets under management. Among the 8 most similar advisory firms, Aton Financial has the 4th lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $156.62 million for 86 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 3% of the firm’s clients are foreign persons or businesses.

Aton Financial doesn't advise any private funds.

Careers at Aton Financial LLC

The company employs 8 people that are either part- or full-time employees. 63 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Marko Andres Rendic	Managing member and cco	1 Aug 2014	50% - 75%	4840064
Dionisio Nmn Trigo	Investor	1 Mar 2015	50% - 75%	6487875
Dionisio Trigo	Investor	1 Mar 2015	50% - 75%	6487875

Based in San Juan

The principal office where Aton Financial LLC performs its advisory services is located at 1590 Ponce De Leon, San Juan, PR 00926, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 787-459-1780. The normal business hours are 9 am to 5 pm on Monday - Friday. You can find more information about the New York firm at atonfinancial.com.