Vine Investment Advisors, LP (New York)

Name: Vine Investment Advisors, LP
Address: 810 Seventh Avenue, Suite 802, New York, NY, 10019
Telephone: 917-512-7049

Vine Investment Advisors, LP is a large advisory firm based in New York. It manages $1.5 billion of regulatory assets for 10 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of New York.

Vine Investment Advisors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Vine Investment Advisors: assets under management

The assets under management (AUM) of Vine Investment Advisors, LP is $1.5 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 319% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.5 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $149.82 million each.

Vine Investment Advisors has custody of $721.6 million in cash and securities for 10 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Vine Investment Advisors, LP for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Vine Investment Advisors serves?

The only and largest group of clients of Vine Investment Advisors is pooled investment vehicles with 10 clients and $1.5 billion of assets under management. Among the 5 most similar advisory firms, Vine Investment Advisors has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.5 billion for 10 clients. None of the firm’s clients are foreign persons or businesses.

Vine Investment Advisors also advises several private funds. Namely, ten private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $5,000,000.

Careers at Vine Investment Advisors, LP

The company employs 9 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
James Patrick Moore	Limited partner & chief executive officer	1 May 2007	50% - 75%	2504236
Stephen Andrew Kovach	Limited partner & chief financial officer	1 May 2007	Other	3254981
William Edward Lambert	Limited partner & chief investment officer	1 May 2007	Other	3114673
Michael Chungwoo Hong	Partner & head of transaction analytics (filing advisor)	1 May 2007	Other	4872711
Llc Vine Alternative Investments Group	General partner	1 Apr 2009	Other	27-0420795
Stephen Andrew Kovach	Partner (gpii)	1 Apr 2009	Other	3254981
William Edward Lambert	Partner (gpii)	1 Apr 2009	Other	3114673
Michael Chungwoo Hong	Partner (gpii)	1 Apr 2009	Other	4872711
Adam James Paley	Chief compliance officer	1 Apr 2010	Other	4536233

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
James Patrick Moore	Managing member	1 Apr 2009	50% - 75%	2504236

Based in New York

The principal office where Vine Investment Advisors, LP performs its advisory services is located at 810 Seventh Avenue, Suite 802, New York, NY 10019, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 917-512-7049 or by fax 212-221-9252. The normal business hours are 9am - 6pm est on Monday - Friday. You can find more information about the New York firm at vinealternativeinvestments.com.