Delta First Financial, Inc. (Altamonte Springs)

Name: Delta First Financial, Inc.
Address: 220 E. Central Parkway, Altamonte Springs, FL, 32701
Telephone: (407) 215-7734

Delta First Financial, Inc. is a large advisory firm based in Altamonte Springs. It manages $34.62 million of regulatory assets for 1,200 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 46 other states.

Delta First Financial provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Delta First Financial: assets under management

The assets under management (AUM) of Delta First Financial, Inc. is $34.62 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -18% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $34.62 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $28.85 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Delta First Financial, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Delta First Financial, Inc.

Jack William Dicks has been acting as President since 1 Nov 1983. Sean Donovan Casterline joined the executive team most recently as the President/Sr. Portfolio Manager.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jack William Dicks	President/secretary/director	1 Nov 1983	Other	1293022
Linda Edmunds Dicks	Shareholder	1 May 1993	75% - 100%	2375883
Sharon Pierce Vance	Chief financial officer	1 Dec 2001	Other	1445272
Sean Donovan Casterline	Senior vice president	1 Feb 2002	Other	2212919
Barbara Gayle Cortes	Financial and operations officer	1 Jan 2004	Other	2397240
Sean Donovan Casterline	President/sr. portfolio manager	1 Mar 2004	Other	2212919
Barbara Gayle Cortes	Senior vice president/fin op	1 Mar 2004	Other	2397240
Jack William Dicks	President	1 May 2004	Other	1293022

Based in Altamonte Springs

The principal office where Delta First Financial, Inc. performs its advisory services is located at 220 E. Central Parkway, Altamonte Springs, FL 32701, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (407) 215-7734 or by fax (407) 215-7731. The normal business hours are 8:30 a.m.-5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.deltaotc.com.