Pyxis Capital, L.P. (Dallas)

Name: Pyxis Capital, L.P.
Address: 200 Crescent Court, Dallas, TX, 75201
Telephone: 972-419-4444

Pyxis Capital, L.P. is a large advisory firm based in Dallas. It manages $2.99 billion of regulatory assets for 21 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Texas.

Pyxis Capital provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pyxis Capital: assets under management

The assets under management (AUM) of Pyxis Capital, L.P. is $2.99 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -1% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.99 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $142.44 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Pyxis Capital, L.P. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Pyxis Capital, L.P.

Raymond Joseph Dougherty has been acting as President since 1 Feb 2009. Frank George Waterhouse joined the executive team most recently as the Treasurer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Raymond Joseph Dougherty	President	1 Feb 2009	Other	5023647
Patrick Glenn Boyce	Treasurer	1 Feb 2009	Other	3091924
Inc. Strand Advisors Xvi	General partner	1 Feb 2009	Other	26-4244836
Inc. Highland Capital Management Services	Limited partner	1 Feb 2009	75% - 100%	xxx-xx-xxxx
Thomas Joseph Surgent	Secretary	1 Oct 2011	Other	5983586
Alan Jeffrey Head	Chief compliance officer	1 Jan 2012	Other	2901785
Scott Byron Ellington	Chief legal officer	1 Jan 2012	Other	5907639
Frank George Waterhouse	Treasurer	1 Jun 2012	Other	2960256
James Bradley Ross	President	1 Jun 2012	Other	1487925

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
James David Dondero	President/shareholder	1 Feb 2009	75% - 100%	2477893
Mark Kiyoshi Okada	Shareholder	1 Feb 2009	25% - 50%	2477897

Based in Dallas

The principal office where Pyxis Capital, L.P. performs its advisory services is located at 200 Crescent Court, Dallas, TX 75201, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 972-419-4444 or by fax 972-628-4171. The normal business hours are 7:00 am- 6:00 pm on Monday - Friday. You can find more information about the New York firm at www.pyxiscap.com.