Gagnonlee Management, LLC (New York)

Gagnonlee Management, LLC is a large advisory firm based in New York. It manages $56.5 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of California, Colorado, Connecticut, and 15 other states.

Gagnonlee Management provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Gagnonlee Management: assets under management

The assets under management (AUM) of Gagnonlee Management, LLC is $56.5 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $56.5 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $14.13 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Gagnonlee Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Gagnonlee Management, LLC

Susan Elizabeth Grant joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Gagnon Securities	Member	1 Jun 2005	25% - 50%	103727
Lee Associates Of New York Llc	Member	1 Jun 2005	50% - 75%	20-3764476
Susan Elizabeth Grant	Chief compliance officer	1 Jul 2005	Other	2346501
Dwight Eisenhower Lee	Executive officer	1 Jul 2005	Other	305203
Neil Joseph Gagnon	Chief executive officer	1 Jul 2005	Other	216440

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Neil Joseph Gagnon	Member	1 Nov 1999	75% - 100%	216440

Based in New York

The principal office where Gagnonlee Management, LLC performs its advisory services is located at 1370 6 Th Avenue, New York, NY 10019, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-554-5050 or by fax 212-265-6417. The normal business hours are 8-5:30 on Monday - Friday.