Mountain Lake Investment Management LLC (Mill Valley)

Mountain Lake Investment Management LLC is a large advisory firm based in Mill Valley. It manages $274.11 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdiction of California.

Mountain Lake Investment Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Mountain Lake Investment Management: assets under management

The assets under management (AUM) of Mountain Lake Investment Management LLC is $274.11 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 38% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $274.11 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $137.06 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Mountain Lake Investment Management LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Mountain Lake Investment Management serves?

The only and largest group of clients of Mountain Lake Investment Management is pooled investment vehicles with 2 clients and $274.11 million of assets under management. Among the 11 most similar advisory firms, Mountain Lake Investment Management has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $274.11 million for 2 clients. None of the firm’s clients are foreign persons or businesses.

Mountain Lake Investment Management also advises several private funds. Namely, one hedge fund and one real estate fund. The minimum investment commitment required of non-related persons ranges from $0 to $1,000,000.

Careers at Mountain Lake Investment Management LLC

The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Mitchell Edward Cantor	Member	1 Jun 2001	50% - 75%	1272456
Patricia Jeanette Coronado	Member	1 Jan 2004	25% - 50%	2465284
Pinar Ilgar	Chief compliance officer	1 Jul 2010	Other	5827751
Eugene Yui Chung Cheuk	Chief financial officer & chief compliance officer	1 May 2012	Other	6073991

Based in Mill Valley

The principal office where Mountain Lake Investment Management LLC performs its advisory services is located at 100 Shoreline Highway, Mill Valley, CA 94941, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-322-6200. The normal business hours are 9:00am-5:00pm on Monday - Friday.