John K Dwight Asset Management Company, Inc. (Burlington)

Name: John K Dwight Asset Management Company, Inc.
Address: 100 Bank Street, Burlington, VT, 05401
Telephone: 802-862-4170

John K Dwight Asset Management Company, Inc. is a large advisory firm based in Burlington. It manages $14.89 billion of regulatory assets for 71 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Vermont.

John K Dwight Asset Management Company provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

John K Dwight Asset Management Company: assets under management

The assets under management (AUM) of John K Dwight Asset Management Company, Inc. is $14.89 billion. The firm's AUM has grown by 12% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $8.38 billion in discretionary accounts and $6.51 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $152.37 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $406.59 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay John K Dwight Asset Management Company, Inc. for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at John K Dwight Asset Management Company, Inc.

Kevin James Carter has been acting as President since 1 Mar 2001. Old Mutual (Us) Holdings Inc. joined the executive team most recently as the 100% Shareholder Of Old Mutual Asset Managers (Us) Llc.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
John Kingston Dwight	President, director	1 Jan 1994	Other	74254
David William Richardson	Vice president, director	1 Jan 1994	Other	4346554
United Asset Management Corporation	100% shareholder of john k. dwight asset management company, inc.	1 Jan 1994	75% - 100%	04-2714625
William Thomas Braunegg	Treasurer, cfo	1 Jun 1995	Other	4346948
Laura Peelle Dagan	Corporate secretary, director	1 Jan 1997	Other	2771328
Old Mutual Plc	100% shareholder of united asset management	1 Sep 2000	75% - 100%	foreign
Old Mutual Life Assurance Co. (South Africa) Limited	8.71% shareholder of old mutual plc	1 Sep 2000	Other	foreign
Old Mutual Life Holdings (South Africa) Limited	100% shareholder of old mutual life assurance co. (south africa) limited	1 Sep 2000	75% - 100%	foreign
Old Mutual (South Africa) Ltd.	100% shareholder of old mutual life holdings (south africa) limited	1 Sep 2000	75% - 100%	foreign
Old Mutual (Netherlands) B.V.	100% shareholder of old mutual (south africa) ltd.	1 Sep 2000	75% - 100%	foreign
Om Group (Uk) Limited	100% shareholder of old mutual (netherlands) b.v.	1 Sep 2000	75% - 100%	foreign
James Joseph Burns	General counsel	1 Nov 2000	Other	4346954
Kevin James Carter	Director	1 Mar 2001	Other	4346296
Old Mutual (Us) Holdings Inc.	100% shareholder of old mutual asset managers (us) llc	1 Apr 2001	75% - 100%	04-2714625
Old Mutual Asset Managers (Us) Llc	100% shareholder of dwight asset management company	1 Apr 2001	75% - 100%	11-1111111

Based in Burlington

The principal office where John K Dwight Asset Management Company, Inc. performs its advisory services is located at 100 Bank Street, Burlington, VT 05401 The mailing address of the firm is P.O Box 1590, Burlington, VT 05402. An additional office of the firm is in Portland, OR. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 802-862-4170 or by fax 802-862-5097. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.dwight.com.