Essex National Securities, Inc. (Napa)
Essex National Securities, Inc. is an adviser based in Napa. It manages $30.77 million of regulatory assets for 117 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of Alaska, Colorado, Florida, and 9 other states.
Essex National Securities provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
Essex National Securities: assets under management
The assets under management (AUM) of Essex National Securities, Inc. is $30.77 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -18% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
Fees & Commissions
The advisory firm has several streams of revenue. Clients pay Essex National Securities, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Careers at Essex National Securities, Inc.
John Charles Weidert has been acting as President since 1 Mar 2006. Scott Kelso Davis joined the executive team most recently as the Chairman, Ceo, President.
Direct owners and executive officers
Indirect Owners
The SEC currently registers 5 indirect owners.Based in Napa
The principal office where Essex National Securities, Inc. performs its advisory services is located at 550 Gateway Drive, Napa, CA 94558, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 707-258-5000 or by fax 707-258-2563. The normal business hours are 6:00am to 4:30pm on Monday - Friday. You can find more information about the New York firm at www.ensinet.com.
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