Tfo Usa Limited (New York)

Name: Tfo Usa Limited
Address: 3 Columbus Circle, New York, NY, 10019
Telephone: 646-833-2386

Tfo Usa Limited is a large advisory firm based in New York. It manages $870.96 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2012.

Tfo Usa Limited provides sub-adviser to an investment adviser. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Tfo Usa Limited: assets under management

The assets under management (AUM) of Tfo Usa Limited is $870.96 million. $870.96 million of the total AUM is attributable to clients outside of the United States.

Investments

The firm invests in other assets the most. They account for 87% of the total AUM. The second-largest asset type is exchange traded securities, which make up 9% of the firm’s portfolio. Investments in non-exchange traded securities form 3% of the total invested assets.

Careers at Tfo Usa Limited

The company employs 11 people that are either part- or full-time employees. 64 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Abdulmohsin Nmn Al Omran has been acting as President since 1 Oct 2010. Tyson Anwar Pratcher joined the executive team most recently as the Head Of Investment.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
The Family Office Co. Bsc(C)	Owner	1 Oct 2010	75% - 100%	37-1632712
Abdulmohsin Nmn Al Omran	President	1 Oct 2010	Other	6028888
The Family Office Group	Owner	1 Oct 2010	75% - 100%	37-1632712
Abdulmohsin Al Omran	President	1 Oct 2010	Other	6028888
Allen Diogo Fernandes	Chief financial officer	1 Jun 2011	Other	6625079
Matthew Hansen	Chief compliance officer	1 Feb 2012	Other	6026437
Matthew Barbour Hansen	Chief compliance officer	1 Feb 2012	Other	6026437
Saad Ahmed Khan	Chief compliance officer	1 Mar 2013	Other	6171694
James Treanor	Financial controller	1 May 2013	Other	6316750
Aswathy Tharayil Udayarajan	Chief compliance officer	1 Jun 2015	Other	6505251
Jon Peveril Hedley	Head of us office	1 Aug 2015	Other	1529069
Mannar Saeed Mohamed	Chief compliance officer	1 Oct 2015	Other	6573706
Timothy Patrick O'shea	General counsel	1 Nov 2015	Other	6363332
Tyson Anwar Pratcher	Head of investment	1 Aug 2017	Other	6931409

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Abdulmohsin Nmn Al Omran	Owner/chief executive officer	1 Jun 2004	75% - 100%	6028888
Abdulmohsin Al Omran	Owner/chief executive officer	1 Jun 2004	75% - 100%	6028888

Based in New York

The principal office where Tfo Usa Limited performs its advisory services is located at 3 Columbus Circle, New York, NY 10019, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646-833-2386. The normal business hours are 8:30am - 5:30pm on Monday - Friday. You can find more information about the New York firm at tfoco.com.