Wellington Management Japan Pte. Ltd. (Tokyo)

Name: Wellington Management Japan Pte. Ltd.
Address: Palace Building 7 F, Tokyo, 100 0005
Telephone: 813-5533-0011

Wellington Management Japan Pte. Ltd. is a large advisory firm based in Tokyo. It manages $24.81 billion of regulatory assets for 107 client accounts. It has been registered with the SEC as an adviser since 2015.

Wellington Management Japan Pte provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Wellington Management Japan Pte: assets under management

The assets under management (AUM) of Wellington Management Japan Pte. Ltd. is $24.81 billion. The firm's AUM has gone down by -21% since the beginning of its operation, and $23.57 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $24.18 billion in discretionary accounts and $627.6 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $228.11 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $627.6 million.

Investments

The firm invests in exchange traded securities the most. They account for 26% of the total AUM. The second-largest asset type is non-investment grade corporate bonds, which make up 10% of the firm’s portfolio. Investments in cash and cash equivalents form 4% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Wellington Management Japan Pte. Ltd. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Michael John Boudens serves?

The firm provides services to charitable organizations, pooled investment vehicles, banking or thrift institutions, pension and profit sharing plans, state or municipal government entities, and sovereign wealth funds and foreign official institutions. The largest group of clients of Michael John Boudens is banking or thrift institutions with 13 clients and $16.19 billion of assets under management. Among the 11 most similar advisory firms, Wellington Management Japan Pte has the highest percentage of banking or thrift institutions out of all clients.

The amount of regulatory assets under management is $24.78 billion for 104 clients. 81% of the firm’s clients are foreign persons or businesses.

Wellington Management Japan Pte also advises several private funds. Namely, three other private funds. The minimum investment commitment required of non-related persons is $5,000,000 for each fund.

Careers at Wellington Management Japan Pte. Ltd.

The company employs 67 people that are either part- or full-time employees. 22 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Michael John Boudens has been acting as President since 1 Dec 2009. Elizabeth Menai Chisholm joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ltd. Wellington Management Global Holdings	Shareholder	1 Sep 1998	75% - 100%	04-3306430
Cynthia Mary Clarke	Director	1 May 2006	Other	4620397
Michael John Boudens	Director	1 Dec 2009	Other	1677912
Ray Eugene Helfer	Director	1 Jun 2011	Other	1370285
Jo Paul Sawayanagi Sugita	Chief compliance officer	1 Jan 2015	Other	6410386
Robert Perry Ball	Director	1 Jan 2015	Other	6420495
Mark Li Min Syn	Director	1 Jan 2015	Other	4272663
Terrence Michael Burgess	Director	1 Jan 2015	Other	2449812
Adam Todd Puritz	Director	1 Jan 2015	Other	1535409
John Edward Bruno	Director	1 May 2015	Other	6589985
Patrick Paul Caron	Director	1 Jun 2016	Other	2766272
Desmond Anthony Havlicek	Director	1 Jun 2016	Other	2843267
Aisling Mary Freiheit	Director	1 Oct 2017	Other	6111297
Scott Cameron Geary	Director	1 Oct 2017	Other	2381882
Fatima Ezzat Penrose	Director	1 Oct 2017	Other	6861250
Daire Timothy Dunne	Director	1 Sep 2018	Other	6379759
Kar On Karen Au	Chief compliance officer	1 Mar 2019	Other	6114600
Elizabeth Menai Chisholm	Director	1 Jun 2019	Other	7138544
Charles John Mulhern	Director	1 Jun 2019	Other	7139509

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Wellington Management Group Llp	Managing partner	1 May 2014	75% - 100%	04-2683227
Wellington Group Holdings Llp	Managing partner	1 May 2014	75% - 100%	47-1167553
Wellington Investment Advisors Holdings Llp	Shareholder	1 Jan 2015	75% - 100%	47-1144901

Based in Tokyo

The principal office where Wellington Management Japan Pte. Ltd. performs its advisory services is located at Palace Building 7 F, Tokyo, 100 0005, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 813-5533-0011. The normal business hours are 9:00-5:30 on Monday - Friday. You can find more information about the New York firm at wellington.com.