Secure Investment Management, LLC (Tucson)

Name: Secure Investment Management, LLC
Address: 3067 W. Ina Rd., Tucson, AZ, 85741
Telephone: 520-269-4003

Secure Investment Management, LLC is an investment adviser to an investment company based in Tucson. It manages $87.21 million of regulatory assets for 1,343 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.

Secure Investment Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, selection of other advisers, and selection of certain non-inv. professionals,sub-acct mgmt svcs to manage variable annuity/life contracts, advice regarding reits. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Secure Investment Management: assets under management

The assets under management (AUM) of Secure Investment Management, LLC is $87.21 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 8% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $87.21 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $64.93 thousand each.

Secure Investment Management has custody of $620.5 thousand in cash and securities for 6 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 81% of the total AUM. The second-largest asset type is exchange traded securities, which make up 19% of the firm’s portfolio.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Secure Investment Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Secure Investment Management serves?

The firm provides services to individuals and investment companies. The largest group of clients of Secure Investment Management is individuals with 1,297 clients and $81.75 million of assets under management. Among the 1 most similar advisory firms, Secure Investment Management has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $87.15 million for 1,302 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Secure Investment Management doesn't advise any private funds.

Careers at Secure Investment Management, LLC

The company employs 10 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 10 employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Secure Investment Management, LLC is owned by Joshua David Mellberg. Dan Edward Morgan joined the executive team most recently as the General Counsel/Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Joshua David Mellberg	Managing member/owner	1 Jun 2006	75% - 100%	5174289
Brent Matthew	Principal/managing member	1 Oct 2012	Other	4264117
Kenneth Lepore	Chief compliance officer	1 Oct 2014	Other	1356913
David Michael Robinson	Chief compliance officer/general counsel	1 Aug 2016	Other	2304597
Dan Edward Morgan	General counsel/chief compliance officer	1 Aug 2017	Other	6848708

Based in Tucson

The principal office where Secure Investment Management, LLC performs its advisory services is located at 3067 W. Ina Rd., Tucson, AZ 85741, which is also the mailing address of the firm. An additional office of the firm is in Temecula, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 520-269-4003 or by fax 520-269-4007. The normal business hours are call for an appointment on Monday - Friday. You can find more information about the New York firm at secureinvestmentmanagement.com and its LinkedIn profile.