Keeler & Nadler Financial Planning And Wealth Management, LLC (Dublin)

Name: Keeler & Nadler Financial Planning And Wealth Management, LLC
Address: 5100 Bradenton Avenue, Dublin, OH, 43017
Telephone: 614-791-4123

Keeler & Nadler Financial Planning And Wealth Management, LLC is a large advisory firm based in Dublin. It manages $180.73 million of regulatory assets for 879 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of Florida, Illinois, Nebraska, Ohio, and Texas.

Keeler & Nadler Financial Planning And Wealth Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and pension consulting services. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Keeler & Nadler Financial Planning And Wealth Management: assets under management

The assets under management (AUM) of Keeler & Nadler Financial Planning And Wealth Management, LLC is $180.73 million. The firm's AUM has gone down by -2% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $93.53 million in discretionary accounts and $87.19 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $175.82 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $251.28 thousand.

Investments

The firm invests in investment and business development companies the most. They account for 89% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 8% of the firm’s portfolio. Investments in exchange traded securities form 3% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Keeler & Nadler Financial Planning And Wealth Management, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Keeler & Nadler Financial Planning And Wealth Management serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Keeler & Nadler Financial Planning And Wealth Management is high net worth individuals with 63 clients and $116.1 million of assets under management. Among the 6 most similar advisory firms, Keeler & Nadler Financial Planning And Wealth Management has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $180.71 million for 286 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Keeler & Nadler Financial Planning And Wealth Management doesn't advise any private funds.

Careers at Keeler & Nadler Financial Planning And Wealth Management, LLC

The company employs 8 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Andrew Paul Keeler	President, chief compliance officer and manager	1 Sep 2014	25% - 50%	2519150
Richard Donald Nadler	Treasurer and manager	1 Sep 2014	25% - 50%	4453072
William Keith Root	Investment advisor representative	1 Sep 2014	Other	3133207
Andrew P. Keeler Living Trust	Owner/member	1 Nov 2014	75% - 100%	xxx-xx-xxxx

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Andrew Paul Keeler	Trustee	1 Jul 2007	Other	2519150
Janine Jennifer Keeler	Trustee	1 Jul 2007	Other	6625897
Janine J Keeler	Trustee	1 Jul 2007	Other	6625897

Based in Dublin

The principal office where Keeler & Nadler Financial Planning And Wealth Management, LLC performs its advisory services is located at 5100 Bradenton Avenue, Dublin, OH 43017, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 614-791-4123 or by fax 614-389-0496. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at keelernadler.com.