Gei Financial Services Inc (Chicago)

Gei Financial Services Inc is a large advisory firm based in Chicago. It manages $25.98 million of regulatory assets for 86 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Illinois.

Gei Financial Services provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Gei Financial Services: assets under management

The assets under management (AUM) of Gei Financial Services Inc is $25.98 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -31% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $25.98 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $302.06 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Gei Financial Services Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Gei Financial Services Inc

Norman Goldstein has been acting as President since 1 Oct 1987. Laurie Gatherum Goldstein joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Norman Goldstein	President	1 Oct 1987	25% - 50%	1753388
Laurie Gatherum Goldstein	Vice-president	1 Oct 1987	50% - 75%	2676210
Laurie Gatherum Goldstein	Chief compliance officer	1 Oct 2005	50% - 75%	2676210

Based in Chicago

The principal office where Gei Financial Services Inc performs its advisory services is located at One Ibm Plaza, 330 N. Wabash, Chicago, IL 60611, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.