Redw Stanley Financial Advisors, LLC (Albuquerque)


Redw Stanley Financial Advisors, LLC is a large advisory firm based in Albuquerque. It manages $662.12 million of regulatory assets for 995 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Alaska, Arizona, California, and 5 other states.

Logo

Redw Stanley Financial Advisors provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, selection of other advisers, publication of newsletters, educational seminars and workshops, and tax preparation. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Redw Stanley Financial Advisors: assets under management

The assets under management (AUM) of Redw Stanley Financial Advisors, LLC is $662.12 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 284% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $662.12 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $665.45 thousand each.
Redw Stanley Financial Advisors has custody of $19.63 million in cash and securities for 24 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 79% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 8% of the firm’s portfolio. Investments in exchange traded securities form 5% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Redw Stanley Financial Advisors, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Redw Stanley Financial Advisors serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Redw Stanley Financial Advisors is high net worth individuals with 123 clients and $323.75 million of assets under management. Among the 11 most similar advisory firms, Redw Stanley Financial Advisors has the 6th highest percentage of high net worth individuals out of all clients.


The amount of regulatory assets under management is $662.12 million for 348 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Redw Stanley Financial Advisors doesn't advise any private funds.

Careers at Redw Stanley Financial Advisors, LLC

The company employs 14 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 14 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Ron James Rivera Principal 1 Jan 1997 Other 4377603
James D Trujillo Principal 1 Jan 1997 Other 4377653
Glen G Post Principal 1 Jan 1997 Other 4377600
Ron J Rivera Principal 1 Jan 1997 Other 4377603
Ralph Huybrechts Principal 1 Jan 1997 Other 4377650
Edward R Street Principal 1 Oct 1998 Other 4377652
Redw Llc Parent company 1 Oct 1999 Other 85-0203431
Steven R Cogan Principal 1 Oct 1999 Other 4377592
Virginia M K Stanley Chief compliance officer, managing principal 1 Oct 1999 Other 4377183
Llc Redw Business & Financial Resources Parent company 1 Oct 1999 Other 85-0203431
I F Diamond Principal 1 Oct 1999 Other 4377184
Irvin F Diamond Principal redw stanley 1 Oct 1999 Other 4377184
Carol Mayo Cochran Principal 1 Jan 2003 Other 4377586
Bruce Emil Bleakman Principal 1 Jan 2003 Other 4650531
Ray Ziler Principal 1 Jan 2004 Other 4937775
James H Dennedy Principal 1 Jan 2005 Other 4750048
James Francisco Montoya Principal 1 Jan 2008 Other 5504793
Christopher Wayne Tyhurst Principal 1 Jan 2008 Other 5504807
Lisa Gae Wilcox Principal 1 Jan 2008 Other 5504808
Eric Mark Anthony Hererra Principal 1 Jan 2008 Other 5504806
Michael Timothy Allen Principal 1 Jan 2012 Other 6047345
Barry R Friefield Principal 1 Nov 2012 Other 6142665
Sandra Ann Abalos Principal 1 Nov 2012 Other 4735674
Thomas L Friend Principal 1 Nov 2012 Other 6142666
Stephen T Harris Principal 1 Nov 2012 Other 6142667
Corrine Wilson Principal 1 Jun 2016 Other 6776226
Christina Roderick Principal 1 Jul 2017 Other 6908762
Dean Willingham Principal 1 Jan 2018 Other 6929626
Mustafa Kamal Principal 1 Jan 2018 Other 6929636
Paul Luis Madrid Chief compliance officer, principal 1 Jun 2018 Other 5311000

Based in Albuquerque

The principal office where Redw Stanley Financial Advisors, LLC performs its advisory services is located at 7425 Jefferson Ne, Albuquerque, NM 87109 The mailing address of the firm is P.O. Box 26718, Albuquerque, NM 87125. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 505-998-3200 or by fax 505-345-2010. The normal business hours are 8 am - 5:00pm on Monday - Friday. You can find more information about the New York firm at redwstanley.com (affiliate).