West Gate Advisors, LLC (Los Angeles)

West Gate Advisors, LLC is a related adviser based in Los Angeles. It manages $2.41 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of California and Washington.

West Gate Advisors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

West Gate Advisors: assets under management

The assets under management (AUM) of West Gate Advisors, LLC is $2.41 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -76% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.41 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.41 million each.

West Gate Advisors has custody of $2.41 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay West Gate Advisors, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at West Gate Advisors, LLC

Tad Rivelle has served as the Chief Investment Officer since 1 Mar 2005. Jeffrey Alan Engelsman joined the executive team most recently as the Global Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Metropolitan West Asset Management Llc	Member	1 May 2004	75% - 100%	104571
Scott Brian Dubchansky	Ceo, chief compliance officer	1 May 2004	Other	1103806
Joseph Diederich Hattesohl	Chief financial officer	1 May 2004	Other	4371041
Lara Elisabeth Mulpagano	Chief operating officer	1 May 2004	Other	2602416
Bryan Thomas Whalen	Portfolio manager	1 Nov 2004	Other	2779822
Mitchell Adam Flack	Portfolio manager	1 Dec 2004	Other	2112357
Mark David Unferth	Portfolio manager	1 Jan 2005	Other	2621834
Tad Rivelle	Chief investment officer	1 Mar 2005	Other	2800059
Laird Ridings Landmann	Generalist portfolio manager	1 Mar 2005	Other	1579485
Stephen Michael Kane	Generalist portfolio manager	1 Mar 2005	Other	2272514
David Brian Lippman	Portfolio manager	1 Mar 2005	Other	1417364
Anthony Christopher Scibelli	Director of marketing	1 Mar 2005	Other	1359404
Patrick Alan Moore	Director of marketing	1 Mar 2005	Other	4332183
Patrick Lee Mitchell	Portfolio manager	1 Sep 2005	Other	4241187
Robert Lee Woodard	Managing director	1 Nov 2005	Other	1194456
Brian Henghok Loo	Portfolio manager	1 Jun 2006	Other	2800055
Tammy Karp	Portfolio manager	1 Jun 2006	Other	2397457
Bret Robert Barker	Portfolio manager	1 Jun 2006	Other	2750006
Scott Brian Dubchansky	Managing director	1 Jun 2008	Other	1103806
David Brian Lippman	Ceo	1 Jun 2008	Other	1417364
Cal Rivelle	Coo	1 Jun 2008	Other	5561995
George Peter Ristic	Cto	1 Jun 2008	Other	5505891
Keith Thomas Kirk	Chief compliance officer	1 Jun 2008	Other	3085490
Vincent James Bencivenga	Chief compliance officer	1 Aug 2009	Other	2683674
Hilary Gillian Darcy Lord	Chief compliance officer	1 Nov 2010	Other	4100544
David Stephen Devito	Chief financial officer	1 Nov 2010	Other	3223948
Meredith Jackson	Chief compliance officer	1 Sep 2013	Other	6165906
Jeffrey Alan Engelsman	Global chief compliance officer	1 Aug 2014	Other	2595670

Indirect Owners

The SEC currently registers 49 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. The Tcw Group	Shareholder	1 May 1970	75% - 100%	95-3703295
Societe Generale Sa	Shareholder	1 Jan 1997	75% - 100%	52-1128875
Llc Mw Holdings	Interest owner	1 Jan 2001	75% - 100%	95-4778654
Richard Scott Hollander	Member	1 Jan 2001	75% - 100%	724511
Societe Generale Asset Management Sa	Shareholder	1 Jul 2001	75% - 100%	foreign
Societe Generale Holding De Participations	Shareholder	1 Jul 2001	50% - 75%	foreign
Llc Metropolitan West Financial	Member	1 Jan 2002	25% - 50%	95-4888043
L.P. Tcg Holdings Cayman Ii	Shareholder	1 Jan 2006	75% - 100%	98-0206218
Llc Mwam Holdings	Member	1 Feb 2007	75% - 100%	20-8284576
Scott Brian Dubchansky	Member	1 Feb 2007	25% - 50%	1103806
Tad Rivelle	Member	1 Feb 2007	25% - 50%	2800059
L.P. Tc Group V	General partner	1 Feb 2007	Other	26-0204255
L.L.C. Tc Group V	General partner	1 Feb 2007	Other	26-0204126
L.P. Tc Group Cayman Investment Holdings Sub	Sole member	1 Feb 2007	75% - 100%	98-1038901
Ltd. Cp V Ilp Gp	General partner	1 May 2007	Other	27-1367188
L.P. Tcg Financial Services	General partner	1 Oct 2007	Other	98-0570624
Ltd. Carlyle Financial Services	General partner	1 Oct 2007	Other	98-0565203
L.P. Tcg Financial Services Investment Holdings	Limited partner	1 Oct 2007	50% - 75%	98-0570648
Ltd. Carlyle Financial Services Holdings	General partner	1 Oct 2007	Other	98-0567837
L.P. Tcg Holdings Cayman Ii	Shareholder	1 Oct 2007	75% - 100%	98-0206218
Cp V Investment Holdings L.P.	Limited partner	1 Jul 2009	25% - 50%	26-0318716
Inc. Tcw Group	Shareholder	1 Dec 2009	75% - 100%	95-3703295
Inc. Tcw Group	Shareholder	1 Feb 2010	75% - 100%	95-3703295
Inc. The Tcw Group	Shareholder	1 Feb 2010	75% - 100%	95-3703295
L.P. Carlyle Global Financial Services	Limited partner	1 May 2010	75% - 100%	98-0571344
L.P. Carlyle Global Financial Services Partners	Limited partner	1 May 2010	75% - 100%	98-0571344
L.P. Tcg Financial Services	General partner	1 May 2010	Other	98-0570624
Carlyle Group Management L.L.C.	General partner	1 Jul 2011	Other	45-2831199
Ltd. Dbd Cayman	General partner	1 Sep 2011	Other	98-0206216
Ltd. Dbd Cayman Holdings	Member	1 Sep 2011	75% - 100%	98-0684875
William Elias Conway	Non-voting member	1 Sep 2011	25% - 50%	1776820
Daniel Anthony D'aniello	Non-voting member	1 Sep 2011	25% - 50%	1723797
David Mark Rubenstein	Non-voting member	1 Sep 2011	25% - 50%	1723794
Ltd. Carlyle Offshore Partners Ii	Voting member	1 Sep 2011	75% - 100%	98-0233709
Ltd. Carlyle Offshore Partners Ii Holdings	Member	1 Sep 2011	75% - 100%	98-0684878
L.L.C. Carlyle Holdings Ii Gp	General partner	1 Nov 2011	Other	80-0783953
The Carlyle Group L.P.	Sole member	1 Nov 2011	75% - 100%	45-2832612
L.P. Tc Group Cayman Investment Holdings	General partner	1 Feb 2012	Other	98-0339178
L.P. Tc Group Cayman Investment Holdings Sub	Shareholder	1 May 2012	75% - 100%	98-1038901
L.P. Carlyle Holdings Ii	General partner	1 May 2012	Other	98-1036577
Clipper Intermediate Corp.	Shareholder	1 Jul 2012	75% - 100%	61-1702013
L.P. Clipper Holding	Shareholder	1 Jul 2012	75% - 100%	46-1745036
L.L.C. Clipper Gp	General partner	1 Jul 2012	Other	46-1741757
L.P. Carlyle Global Financial Services	Sole member	1 Jul 2012	75% - 100%	98-0571344
L.P. Carlyle Global Financial Services Partners	Sole member	1 Jul 2012	75% - 100%	98-0571344
Clipper Acquisitions Corp.	Shareholder	1 Feb 2013	75% - 100%	46-1746913
L.P. Carlyle Partners V	Limited partner	1 Feb 2013	25% - 50%	26-0204424
L.P. Carlyle Financial Services Harbor	Limited partner	1 Feb 2013	25% - 50%	27-2617916
Tcw Asset Management Co	Managing member	1 Apr 2014	75% - 100%	105742

Based in Los Angeles

The principal office where West Gate Advisors, LLC performs its advisory services is located at 865 S. Figueroa Street, Los Angeles, CA 90017 2593, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 213-244-1050 or by fax 213-244-0985. The normal business hours are 6:00 am - 5:00 pm on Monday - Friday.