Invest Capital Partners, LLC (Springboro)

Name: Invest Capital Partners, LLC
Address: 550 S. Main Street, Springboro, OH, 45066
Telephone: 937-557-3200

Invest Capital Partners, LLC is a large advisory firm based in Springboro. It manages $95.63 million of regulatory assets for 788 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of California, District of Columbia, Florida, and 10 other states.

Invest Capital Partners provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and educational seminars and workshops. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Invest Capital Partners: assets under management

The assets under management (AUM) of Invest Capital Partners, LLC is $95.63 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -19% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $95.63 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $121.36 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 50% of the total AUM. The second-largest asset type is investment and business development companies, which make up 38% of the firm’s portfolio. Investments in cash and cash equivalents form 8% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Invest Capital Partners, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Roger Barry Chudde serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, and corporations or other businesses. The largest group of clients of Roger Barry Chudde is individuals with 346 clients and $55.31 million of assets under management. Among the 8 most similar advisory firms, Invest Capital Partners has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $95.63 million for 387 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Invest Capital Partners doesn't advise any private funds.

Careers at Invest Capital Partners, LLC

The company employs 10 people that are either part- or full-time employees. 80 percent of the employees work as investment advisers or researchers. 8 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Roger Barry Chudde has been acting as President since 1 Apr 2017. Brad L Drager has served as the Chief Investment Officer since 1 May 2019. John William Bach joined the executive team most recently as the Ceo, Treasurer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
John William Bach	Vice president, treasurer	1 Apr 2017	Other	5436710
Roger Barry Chudde	President	1 Apr 2017	Other	1616542
Brad L Drager	Vice president	1 Apr 2017	Other	5403175
Adam M Chudde	Vice president	1 Apr 2017	Other	5594055
Tanya Michelle Olvera	Chief compliance officer	1 Dec 2017	Other	6108434
John William Bach	Ceo, treasurer	1 May 2019	25% - 50%	5436710
Brad L Drager	Chief investment officer	1 May 2019	25% - 50%	5403175

Based in Springboro

The principal office where Invest Capital Partners, LLC performs its advisory services is located at 550 S. Main Street, Springboro, OH 45066 The mailing address of the firm is 550 S. Main Street, Springboro, OH 45066. An additional office of the firm is in Hilliard, OH. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 937-557-3200 or by fax 937-557-3204. The normal business hours are 8:00 a.m. - 4:00 p.m. on Monday - Friday. You can find more information about the New York firm at mwmrj.com/.