First Investors Advisory Services, LLC (New York)

Name: First Investors Advisory Services, LLC
Address: 40 Wall Street, New York, NY, 10005
Telephone: 212-858-8000

First Investors Advisory Services, LLC is a large advisory firm based in New York. It manages $888.25 million of regulatory assets for 4,600 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.

First Investors Advisory Services provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

First Investors Advisory Services: assets under management

The assets under management (AUM) of First Investors Advisory Services, LLC is $888.25 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay First Investors Advisory Services, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at First Investors Advisory Services, LLC

Christopher Harry Pinkerton has been acting as President since 1 May 2012. Jason Harris Gerb joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
First Investors Consolidated Corporation	Holding company	1 May 2012	75% - 100%	13-2608329
William Michael Lipkus	Chairman, board of managers and investment committee	1 May 2012	Other	2944274
Larry Lee Noyes	Board of managers	1 May 2012	Other	5969345
Carol Ellen Springsteen	Board of managers	1 May 2012	Other	3208375
George Dean Karris	Investment committee	1 May 2012	Other	4227518
Brian J Watts	Director of research and strategy and investment committee	1 May 2012	Other	4893952
Inc. Foresters Financial Holding Company	Holding company	1 May 2012	75% - 100%	13-2608329
Robert John Grosso	Chief compliance officer	1 May 2012	Other	1459973
Derek David Burke	Chief executive officer, director and investment committee	1 May 2012	Other	2709305
Christopher Harry Pinkerton	Chairman	1 May 2012	Other	1385371
Nathan Joseph Nassif	Investment committee	1 Mar 2013	Other	6177103
Francis Xavier Gannon	Chief financial officer	1 Apr 2013	Other	6181654
Jason Harris Gerb	Chief compliance officer	1 Dec 2013	Other	3021815

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
The Independent Order Of Foresters	Owner	1 Jan 2011	75% - 100%	23-7563162

Based in New York

The principal office where First Investors Advisory Services, LLC performs its advisory services is located at 40 Wall Street, New York, NY 10005, which is also the mailing address of the firm. An additional office of the firm is in Beaverton, OR. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-858-8000 or by fax 212-858-8119. The normal business hours are 9:00am-5:00pm on Monday - Friday. You can find more information about the New York firm at firstinvestors.com.