Mountain Capital Investment Advisors Inc (Denver)

Name: Mountain Capital Investment Advisors Inc
Address: 9351 Grant St Suite 420, Denver, CO, 80229
Telephone: 720-500-0050

Mountain Capital Investment Advisors Inc is a large advisory firm based in Denver. It manages $226.51 million of regulatory assets for 1,192 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of California and Colorado.

Mountain Capital Investment Advisors provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Mountain Capital Investment Advisors: assets under management

The assets under management (AUM) of Mountain Capital Investment Advisors Inc is $226.51 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 68% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $226.51 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $190.02 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 61% of the total AUM. The second-largest asset type is investment grade corporate bonds, which make up 28% of the firm’s portfolio. Investments in cash and cash equivalents form 9% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Mountain Capital Investment Advisors Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Mountain Capital Investment Advisors serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Mountain Capital Investment Advisors is individuals with 427 clients and $203.86 million of assets under management. Among the 8 most similar advisory firms, Mountain Capital Investment Advisors has the 2nd highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $226.51 million for 475 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Mountain Capital Investment Advisors doesn't advise any private funds.

Careers at Mountain Capital Investment Advisors Inc

The company employs 6 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Brandt Phillip Burns	Manager	1 Feb 2011	50% - 75%	4914147
Michelle Lee Burns	Secretary	1 Jan 2015	50% - 75%	6488350
Robert William Loesch	Chief compliance officer	1 Jan 2017	Other	5896678

Based in Denver

The principal office where Mountain Capital Investment Advisors Inc performs its advisory services is located at 9351 Grant St Suite 420, Denver, CO 80229, which is also the mailing address of the firm. An additional office of the firm is in Corte Madera, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 720-500-0050 or by fax 720-554-8052. The normal business hours are 9-5 on Monday - Friday. You can find more information about the New York firm at mountaincapital.us.