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Capital Defense Funds, LLC (Swampscott)


Capital Defense Funds, LLC is an adviser based in Swampscott. It manages $22.5 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of Massachusetts.

Capital Defense Funds provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Capital Defense Funds: assets under management

The assets under management (AUM) of Capital Defense Funds, LLC is $22.5 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.


The firm manages $22.5 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $11.25 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Capital Defense Funds, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Swampscott

The principal office where Capital Defense Funds, LLC performs its advisory services is located at 81 King Street, Swampscott, MA 01907, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-346-7550 or by fax 781-596-1255. The normal business hours are 7:00am - 6:00pm on Monday - Friday.


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