Ing Investments, LLC (Scottsdale)


Ing Investments, LLC is a large advisory firm based in Scottsdale. It manages $53.79 billion of regulatory assets for 73 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdiction of Arizona.

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Ing Investments provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ing Investments: assets under management

The assets under management (AUM) of Ing Investments, LLC is $53.79 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 219% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $53.79 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $736.9 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ing Investments, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ing Investments, LLC

Thomas Joseph Mcinerney has been acting as President since 1 Feb 2002. Julius Albert Drelick joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Daniel Allen Norman Sr. vice president 1 Dec 1994 Other 1445385
Llc Ing Funds Services Sole shareholder 1 Dec 1994 75% - 100% 86-1020893
Llc Voya Funds Services Sole member 1 Dec 1994 75% - 100% 86-1020893
James Michael Hennessy President & ceo 1 Apr 1995 Other 2622478
Howard Naum Kornblue Sr. vice president 1 Apr 1995 Other 1273441
Lauren Dove Bensinger Vice president 1 Feb 1996 Other 2003567
Stanley D Vyner Executive vice president & cio 1 Dec 1996 Other 2831846
Stanley David Vyner Executive vice president & chief investment risk officer 1 Dec 1996 Other 2831846
Robert Shigeo Naka Sr. vice president 1 Apr 1997 Other 1934281
Jeffrey Alan Bakalar Sr. vice president 1 Feb 1998 Other 1541563
Michel Prince Vice president 1 May 1998 Other 3062031
Michael John Roland Sr. vice president, treas. & cfo 1 Jun 1998 Other 1854848
William Henry Rivoir Sr. vice president & secretary 1 Jun 1998 Other 1659914
Robert Leon Wilson Vice president 1 Jul 1998 Other 3173338
Elliot Arvin Rosen Sr. vice president 1 Feb 1999 Other 3209396
Robert Keith Kinsey Vice president 1 Mar 1999 Other 716381
Curtis Frederick Lee Sr. vice president 1 Aug 1999 Other 4024487
Jeffrey Milton Bernstein Sr. vice president 1 Nov 1999 Other 2717893
Edwin Stanton Schriver Sr. vice president 1 Nov 1999 Other 1980868
Mary Lisanti Executive vice president & cio 1 Nov 1999 Other 872690
Robyn L Ichilov Vice president 1 Feb 2000 Other 2155250
Russell G Stiver Vice president 1 May 2000 Other 4200774
Jason T Groom Vice president 1 May 2000 Other 3104494
Theodore Haag Vice president 1 Jun 2000 Other 4220389
Richard Todd Saler Sr. vice president 1 Jul 2000 Other 1310251
Denis Peter Jamison Sr. vice president 1 Jul 2000 Other 724299
Andrew Bryce Mitchell Vice president 1 Jul 2000 Other 4232272
Frederick Andrew Brimberg Vice president 1 Jul 2000 Other 872566
Roseann Marie Mccarthy Vice president 1 Jul 2000 Other 1715816
Joseph Robert Vultaggio Asst. vice president 1 Jul 2000 Other 2586350
James Allan Vail Vice president 1 Jul 2000 Other 452131
Andrew S Chow Vice president 1 Aug 2000 Other 2122022
Philip Andre Schwartz Sr. vice president 1 Sep 2000 Other 1553738
Eric H. Anderson Vice president 1 Sep 2000 Other 4366856
Jan Wim Derks Vice president 1 Sep 2000 Other 4367077
Bratinda Saran Sanyal Vice president 1 Sep 2000 Other 4371671
Samuel Oubadia Vice president 1 Sep 2000 Other 4371672
Steven Lee Rayner Vice president 1 Jan 2001 Other 2532922
Robert Marlon Kloss Vice president 1 Jan 2001 Other 2720741
Thomas Robert Jackson Sr. vice president & sr. portfolio manager 1 Jun 2001 Other 2030664
Ralph Gage Norton Cio fixed income 1 Aug 2001 Other 1073111
Brian Scott Horton Vice president 1 Sep 2001 Other 2079147
Mark F Haak Vice president and portfolio manager 1 Oct 2001 Other 3254963
Thomas Joseph Mcinerney Director 1 Feb 2002 Other 2400561
Jeffrey Craig Siegel Vice president 1 Mar 2002 Other 2608055
Victor Peter Torchia Sr. vice president 1 Mar 2002 Other 871294
James Bartlett Kauffmann Sr. vice president 1 Jan 2003 Other 1584150
Jennifer J. Thompson Vice president 1 Jan 2003 Other 4650206
Kurt Kringelis Vice president 1 Jan 2003 Other 4650471
Gregory Edward Jacobs Vice president 1 Jan 2003 Other 4650475
Laurie Malcolm Tillinghast Vice president 1 Nov 2003 Other 872553
Huey Paul Falqout Secretary 1 Jan 2004 Other 2244652
Huey Paul Falgout Secretary 1 Jan 2004 Other 2244652
Lydia L Homer Senior vice president, chief financial officer and treasurer 1 Apr 2005 Other 2720771
Robert Shigeo Naka Executive vice president and chief operations officer 1 Mar 2006 Other 1934281
Shaun Patrick Mathews Executive vice president, director 1 Mar 2006 Other 1983947
Joseph Michael O'donnell Senior vice president, chief compliance officer 1 Mar 2006 Other 1792763
Shaun Patrick Mathews President, ceo 1 Dec 2006 Other 1983947
Michael John Roland Director 1 Dec 2006 Other 1854848
Ernest John C'debaca Senior vice president, chief compliance officer 1 Jul 2008 Other 5574701
Joseph Michael O'donnell Senior vice president, investment advisor chief compliance officer 1 Oct 2009 Other 1792763
Michael John Roland Chief compliance officer 1 Mar 2011 Other 1854848
Julius Albert Drelick Chief compliance officer 1 Jan 2014 Other 1849071

Indirect Owners

The SEC currently registers 15 indirect owners.

Name Entity Date acquired Ownership Employer ID
Reliastar Financial Corp. Sole shareholder 1 Nov 1999 75% - 100% 41-1620373
Llc Ing Capital Corporation Sole shareholder 1 Nov 1999 75% - 100% 86-1020892
Inc. Lion Connecticut Holdings Sole shareholder 1 Nov 1999 75% - 100% 02-0488491
Llc Voya Capital Corporation Member 1 Nov 1999 75% - 100% 86-1020892
Ing Groep Nv Owner 1 Sep 2000 75% - 100% foreign
Ing Verzekeringen Nv Owner 1 Sep 2000 75% - 100% foreign
Ing Insurance International Bv Owner 1 Sep 2000 75% - 100% foreign
Inc. Ing America Insurance Holdings Owner 1 Sep 2000 75% - 100% 02-0333654
Inc. Ing U.S. Owner 1 Sep 2000 75% - 100% 02-0333654
Inc. Voya Financial Owner 1 Sep 2000 75% - 100% 02-0333654
Inc. Lion Connecticut Holdings Sole shareholder 1 Feb 2001 75% - 100% 02-0488491
Inc. Lion Connecticut Holdings Sole shareholder 1 Dec 2002 75% - 100% 02-0488491
Ing Investment Management Llc Sole shareholder 1 Dec 2007 75% - 100% 58-2361003
Voya Investment Management Llc Member 1 Dec 2007 75% - 100% 58-2361003
Ing Insurance Topholding N.V. Shareholder 1 Dec 2011 75% - 100% foreign

Based in Scottsdale

The principal office where Ing Investments, LLC performs its advisory services is located at 7337 E. Doubletree Ranch Road, Scottsdale, AZ 85258 2034, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 480-477-3000 or by fax 480-477-2087. The normal business hours are 7:00 am to 4:00 pm on Monday - Friday. You can find more information about the New York firm at www.ingfunds.com.