Flexible Plan Investments Ltd (Bloomfield Hills)

Name: Flexible Plan Investments Ltd
Address: 3883 Telegraph Rd, Bloomfield Hills, MI, 48302 1432
Telephone: 800-347-3539

Flexible Plan Investments Ltd is a large advisory firm based in Bloomfield Hills. It manages $1.67 billion of regulatory assets for 19,900 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Flexible Plan Investments provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for businesses and institutional clients, publication of newsletters, and security ratings or pricing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Flexible Plan Investments: assets under management

The assets under management (AUM) of Flexible Plan Investments Ltd is $1.67 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 144% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.67 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $83.78 thousand each.

Investments

The firm invests in investment and business development companies the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Flexible Plan Investments Ltd for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Flexible Plan Investments serves?

The firm provides services to individuals, investment companies, charitable organizations, high net worth individuals, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Flexible Plan Investments is individuals with 17,312 clients and $880.19 million of assets under management. Among the 9 most similar advisory firms, Flexible Plan Investments has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $1.67 billion for 20,462 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Flexible Plan Investments doesn't advise any private funds.

Careers at Flexible Plan Investments Ltd

The company employs 100 people that are either part- or full-time employees. 3 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There are 600 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jerry Charles Wagner	Ceo / president	1 Feb 1981	75% - 100%	1920032
Mark Anthony Kelly	Vp sales	1 Dec 1990	Other	267142
William Gustaf Svenkesen	Vp sales	1 Apr 1991	Other	1003171
Hubert John Bohle	Vp cco	1 Mar 1993	Other	804070
Robert Mcbride	Cfo / clo	1 Apr 1994	Other	2555061
Renee Toth	Vp fund relations	1 Jul 1999	Other	2367197
Bruce Cameron Greig	Vp & assoc. director of research	1 Jul 1999	Other	4382432
Christine Grace Einkorn	Corporate secretary	1 Jul 1999	Other	4382895
Philip Leon Szurek	Vp strategic planning	1 Jan 2001	Other	4382893
John Joseph Iseman	Corporate counsel	1 Apr 2002	Other	4540898
Gregory Grimaldi Reid	Vp sales	1 Dec 2004	Other	2982704
Richard Francis Darke	Chief compliance officer	1 Mar 2006	Other	5120619
Renee Toth	Executive vice-president	1 Aug 2006	Other	2367197
Bethany Jean Mchale	Chief compliance officer	1 Nov 2007	Other	868283
Zhaoji George Yang	Director of research	1 Jul 2008	Other	5571294
David Mark Varadi	Vice president economic research & strategy development	1 Sep 2012	Other	6177176
Leonard Joseph Durso	Vice president sales	1 Oct 2012	Other	2300514
Peter Baxter Mauthe	Vice president of corporate development	1 May 2013	Other	865473
Kenneth Bryan Whitley	Managing director of special projects, corporate secretary	1 May 2013	Other	4650307
Zhaoji George Yang	Senior portfolio manager	1 Aug 2013	Other	5571294
Gregory Michael Smith	Chief compliance officer	1 Jan 2014	Other	4321499
Kenneth Bryan Whitley	Vice president, strategic initiatives, corporate secretary	1 Jan 2015	Other	4650307
David Arthur White	Cfo, corporate secretary	1 Mar 2016	Other	1432426
Jeffrey Allan Ingalsbe	Chief information officer	1 Oct 2016	Other	6722793

Based in Bloomfield Hills

The principal office where Flexible Plan Investments Ltd performs its advisory services is located at 3883 Telegraph Rd, Bloomfield Hills, MI 48302 1432, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 800-347-3539 or by fax 248-642-6741. The normal business hours are 9:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at quantifiedfunds.com.