Financial Planning Office, LLC (Salt Lake City)

Name: Financial Planning Office, LLC
Address: 1308 South 1700 East, Salt Lake City, UT, 84108
Telephone: (801) 466-4101

Financial Planning Office, LLC is an adviser based in Salt Lake City. It manages $22.35 million of regulatory assets for 175 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdiction of Utah.

Financial Planning Office provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Financial Planning Office: assets under management

The assets under management (AUM) of Financial Planning Office, LLC is $22.35 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -24% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $22.35 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $127.71 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Financial Planning Office, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Financial Planning Office, LLC

Financial Planning Office, LLC is owned by Craig Stuart Smith. Denise Durrans Smith joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Denise Durrans Smith	Chief compliance officer	1 Jul 1994	50% - 75%	2191218
Craig Stuart Smith	Owner	1 Mar 2005	25% - 50%	4926690

Based in Salt Lake City

The principal office where Financial Planning Office, LLC performs its advisory services is located at 1308 South 1700 East, Salt Lake City, UT 84108, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (801) 466-4101 or by fax (801) 606-2762. The normal business hours are 8:30 a.m. to 4:30 p.m. on Monday - Friday. You can find more information about the New York firm at www.fpoffice.com.