Independence One Capital Management Corp (Troy)

Independence One Capital Management Corp is a large advisory firm based in Troy. It manages $40.64 million of regulatory assets for 10 client accounts. It has been registered with the SEC as an adviser since 2001.

Independence One Capital Management Corp provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Independence One Capital Management Corp: assets under management

The assets under management (AUM) of Independence One Capital Management Corp is $40.64 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -98% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $40.64 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $4.06 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Independence One Capital Management Corp for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Independence One Capital Management Corp

Kevin Jay Van Solkema has been acting as President since 1 Jun 2000. John Keegan joined the executive team most recently as the President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Robert James Stapleton	President,director, cio	1 Sep 1988	Other	2581113
Michigan National Corporation	Parent	1 Nov 1995	75% - 100%	38-0111135
Timothy D Wasson	Chief compliance officer	1 Feb 2000	Other	1719052
Kevin Jay Van Solkema	Director	1 Jun 2000	Other	4348170
Laura Ann Nieber	Secretary, chief legal officer	1 Jul 2000	Other	4191339
Harriet Alexandra Stoukas	Chief compliance officer	1 Mar 2001	Other	2471084
John Keegan	President	1 Jun 2002	Other	2592877

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Abn Amro Holding Nv	Shareholder	1 Jan 1990	75% - 100%	n/a foreign
Stichting Administratie Kantoor Abn Amro Holding	Shareholder	1 Apr 1993	25% - 50%	n/a foreign
Stichting Prioritiet Abn Amro Holding	Shareholder	1 Apr 1993	25% - 50%	n/a foreign
National Australia Bank	Owner	1 Nov 1995	75% - 100%	13-2901144
Abn Amro North America Holding Company	Shareholder	1 Sep 2000	75% - 100%	36-3737560
Abn Amro Bank Nv	Shareholder	1 Sep 2000	75% - 100%	n/a foreign
Inc. Abn Amro North America	Shareholder	1 Apr 2001	75% - 100%	13-2734729

Based in Troy

The principal office where Independence One Capital Management Corp performs its advisory services is located at 2600 West Big Beaver Road, Troy, MI 48084, which is also the mailing address of the firm. An additional office of the firm is in Grand Rapids, MI. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 248-822-5905 or by fax 248-816-4869. The normal business hours are 8:30 a.m.- 5:00 p.m. on Monday - Friday.