Vest Financial LLC (Mclean)


Vest Financial LLC is an investment adviser to an investment company based in Mclean. It manages $3.29 million of regulatory assets for 17 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of California, Connecticut, and Virginia.

Vest Financial provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Vest Financial: assets under management

The assets under management (AUM) of Vest Financial LLC is $3.29 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $3.29 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $193.5 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Vest Financial LLC for their services and products based on a percentage of assets under management, subscription fees, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Vest Financial LLC

Jeffery Yi Bing Chang has been acting as President since 1 Oct 2012. Kyle Roger Bubeck joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Vest Financial Group Inc Sole member 1 Oct 2012 75% - 100% 47-2679230
Jeffery Yi Bing Chang Director 1 Oct 2012 Other 5034993
Sunglian William Kung President 1 Mar 2014 Other xxx-xx-xxxx
Karan Sood Managing director and chief compliance officer 1 Oct 2014 Other 5256243
Karan Sood Chief executive officer 1 Jan 2015 Other 5256243
Jeffery Yi Bing Chang Chief financial officer 1 Jan 2015 Other 5034993
Alejandro Jose Vegas Chief compliance officer 1 Sep 2015 Other 3151901
Kyle Roger Bubeck Chief compliance officer 1 Mar 2016 Other 4784699

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Karan Sood Managing member 1 Jun 2012 25% - 50% 5256243
Llc Cboe Vest Member 1 Jan 2016 50% - 75% 37-1798773
Inc. Cboe Holdings Sole member 1 Jan 2016 75% - 100% 20-5446972

Based in Mclean

The principal office where Vest Financial LLC performs its advisory services is located at 8300 Greensboro Drive, Mclean, VA 22102, which is also the mailing address of the firm. An additional office of the firm is in Avon, CT. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 855-979-6060 or by fax 703-918-4929. The normal business hours are 9:30 a.m. - 4 p.m. eastern on Monday - Friday. You can find more information about the New York firm at convexcel.com.