Nationwide Securities, LLC (Grandview Heights)

Name: Nationwide Securities, LLC
Address: 1050 Yard Street Building I, Grandview Heights, OH, 43212
Telephone: 888-753-7364

Nationwide Securities, LLC is a related adviser based in Grandview Heights. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.

Nationwide Securities provides financial planning services, portfolio management for individuals and small businesses, selection of other advisers, and subadvisory services relating to insurance products. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Nationwide Securities, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Steven Charles Power serves?

The firm provides services to individuals, other investment advisers, high net worth individuals, and corporations or other businesses. The largest group of clients of Steven Charles Power is individuals with 799 clients and $0 of assets under management. Among the 6 most similar advisory firms, Nationwide Securities has the highest percentage of individuals out of all clients.

None of the firm’s clients are foreign persons or businesses.

Nationwide Securities doesn't advise any private funds.

Careers at Nationwide Securities, LLC

The company employs 156 people that are either part- or full-time employees. 81 percent of the employees work as investment advisers or researchers. 156 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Steven Charles Power has been acting as President since 1 Jan 2010. Craig Alan Hawley joined the executive team most recently as the Board Manager.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jerry Lee Greene	Vice president	1 Jan 2002	Other	822229
Nationwide Provident Holding Company	Shareholder	1 Jun 2002	75% - 100%	23-1705786
Carol Lynn Dove	Vice president and assistant treasurer	1 May 2004	Other	xxx-xx-xxxx
Thomas Edward Barnes	Senior vice president & assistant secretary	1 May 2004	Other	xxx-xx-xxxx
Douglas Wayne Foster	Vice president	1 May 2004	Other	4395571
Daniel Joseph Murphy	Assistant treasurer	1 May 2004	Other	4606494
James Morgan Elliott	Assistant treasurer	1 May 2004	Other	xxx-xx-xxxx
James David Benson	Senior vice president and treasurer	1 Aug 2004	Other	4600092
Elaine Frances Duffus	Associate vice president, chief compliance officer	1 Jun 2005	Other	3075954
Florence Levita Lathen Harris	Vice president	1 Nov 2005	Other	4615935
Robert Lawrence Tuch	Associate vice president and assistant secretary	1 Nov 2005	Other	xxx-xx-xxxx
Michael Andrew Bazany	Associate vice president and assistant secretary	1 Nov 2005	Other	4616000
Thomas Ford Houle	Vice president	1 Jun 2006	Other	2833915
Michael Allen Lex	Director	1 Jun 2006	Other	xxx-xx-xxxx
Timothy John Dwyer	Assistant treasurer	1 Oct 2006	Other	4141047
John Laughlin Carter	Board manager	1 Dec 2006	Other	1462908
Peter Anthony Golato	Board manager	1 Dec 2006	Other	1150977
Timothy Gerard Frommeyer	Board manager	1 Dec 2006	Other	2704356
Terry Caroll Smetzer	Associate vice president and assistant treasurer	1 Dec 2006	Other	2755250
William Steven Jackson	Director	1 Dec 2006	Other	1349523
Keith James Kelly	Vice president and chief operating officer	1 Jan 2007	Other	2618812
Michael Alexander Hamilton	President, director	1 Jan 2007	Other	2404169
Patrick Kelly Shanahan	Associate vice president	1 Aug 2007	Other	xxx-xx-xxxx
Kathy Rose Richards	Associate vice president, secretary	1 Mar 2008	Other	4869371
Meredith Elaine Gompertz	Associate vice president and tresurer	1 Aug 2008	Other	2253903
Mark Edward Hartman	Assistant secretary	1 Jan 2009	Other	5637359
James Jay Rabenstine	Vice president, chief compliance officer	1 Jun 2009	Other	2025566
Jonathan Adam Barie	Associate vice president	1 Sep 2009	Other	2431640
Thomas Ford Houle	President	1 Oct 2009	Other	2833915
Inc. Nfs Distributors	Managing member	1 Nov 2009	75% - 100%	31-1316276
Thomas Ford Houle	Vice president	1 Jan 2010	Other	2833915
Steven Charles Power	President	1 Jan 2010	Other	1533052
Michael Scott Spangler	Board manager	1 Mar 2010	Other	3156142
Anne Louise Arvia	Board manager	1 Mar 2010	Other	5780045
Melissa Doss Gutierrez	Board manager	1 Dec 2010	Other	2160397
Jerry Lee Greene	Vice president & treasurer	1 Nov 2011	Other	822229
Heather L Wehrle	Associate vice president	1 Mar 2012	Other	2613432
Candice Marie Hixson	Associate vice president	1 Mar 2012	Other	2771310
Lawrence Allen Hilsheimer	Board manager	1 Dec 2012	Other	6145180
Parag H Shah	Associate vice president & asst. secretary	1 Jan 2013	Other	6152279
David Luther Giertz	Board manager	1 Apr 2013	Other	1515515
John Allen Reese	Vice president, treasurer and finop	1 Jul 2013	Other	2665118
Valerie Lynne Hamilton	Associate vice president	1 Nov 2014	Other	4183528
Daniel Paul Eppley	Vice president-tax	1 Jul 2015	Other	6546483
Christopher O Jr Igodan	Associate vice president, treasurer and finop	1 Sep 2016	Other	6655473
Tina Marie Ambrozy	Board manager	1 Dec 2016	Other	3149224
Steven A. Ginnan	Board manager	1 Jun 2018	Other	6984613
Joseph D Sprague	Board manager	1 Jul 2018	Other	1063269
Ewan Theodore Roswell	Avp, finance controllership-nf and finop	1 Sep 2018	Other	3056545
Craig Alan Hawley	Board manager	1 Oct 2018	Other	4499105

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Nationwide Mutual Insurance Company	Shareholder	1 May 1998	75% - 100%	31-4177100
Inc. Nationwide Financial Services	Shareholder	1 Dec 1998	75% - 100%	31-1486870
Nationwide Corporation	Shareholder	1 Oct 2002	75% - 100%	31-4416546
Inc. Nationwide Financial Services	Shareholder	1 Oct 2002	75% - 100%	31-1486870
Nationwide Life Insurance Company Of America	Shareholder	1 Nov 2002	75% - 100%	23-0990450

Based in Grandview Heights

The principal office where Nationwide Securities, LLC performs its advisory services is located at 1050 Yard Street Building I, Grandview Heights, OH 43212 The mailing address of the firm is One Nationwide Plaza, Columbus, OH 43215. An additional office of the firm is in Phoenixville, PA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 888-753-7364 or by fax 614-249-3812. The normal business hours are 9:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at mynfn.com.