Peak Rock Capital LLC (Austin)
Peak Rock Capital LLC is a large advisory firm based in Austin. It manages $2.02 billion of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2012.
Peak Rock Capital provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
Peak Rock Capital: assets under management
The assets under management (AUM) of Peak Rock Capital LLC is $2.02 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 1011983232% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
Fees & Commissions
The advisory firm has several streams of revenue. Clients pay Peak Rock Capital LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
What kind of clients Peak Rock Capital serves?
The only and largest group of clients of Peak Rock Capital is pooled investment vehicles with 9 clients and $2.02 billion of assets under management. Among the 9 most similar advisory firms, Peak Rock Capital has the 2nd highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $2.02 billion for 9 clients. None of the firm’s clients are foreign persons or businesses.
Peak Rock Capital also advises several private funds. Namely, nine hedge funds. The minimum investment commitment required of non-related persons ranges from $6,250 to $5,000,000.
Careers at Peak Rock Capital LLC
The company employs 39 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Direct owners and executive officers
Indirect Owners
The SEC currently registers 4 indirect owners.Based in Austin
The principal office where Peak Rock Capital LLC performs its advisory services is located at 13413 Galleria Circle, Austin, TX 78738, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 512-765-6520 or by fax 512-765-6530. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at peakrockcapital.com.
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