Cls Investment Firm, LLC (Omaha)

Name: Cls Investment Firm, LLC
Address: 4020 South 147 Th Street, Omaha, NE, 68137
Telephone: 402-493-3313

Cls Investment Firm, LLC is a large advisory firm based in Omaha. It manages $3.6 billion of regulatory assets for 57,275 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.

Cls Investment Firm provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Cls Investment Firm: assets under management

The assets under management (AUM) of Cls Investment Firm, LLC is $3.6 billion. The firm's AUM has grown by 63% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $3.42 billion in discretionary accounts and $180.57 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $59.65 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $90.28 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Cls Investment Firm, LLC for their services and products based on a percentage of assets under management, fixed fees, and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Cls Investment Firm, LLC

Todd Patrick Clarke has been acting as President since 1 Feb 2005. Robert Michael Jergovic has served as the Chief Investment Officer since 1 Mar 2002 and Warren Patrick Clarke is the Chief Executive Officer of Cls Investment Firm, LLC family office. Douglas Edward Mccash joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Warren Patrick Clarke	Chief executive officer/manager	1 Mar 1989	Other	48081
Brian Spencer Nielsen	General counsel/chief compliance officer/secretary	1 Sep 2001	Other	4455509
Robert Michael Jergovic	Chief investment officer	1 Mar 2002	Other	715341
Scott Richard Kubie	Executive vice president/chief strategist	1 Feb 2003	Other	2958475
Michael Miola	Manager	1 Feb 2003	Other	1255741
Llc Northstar Financial Services Group	100% shareholder	1 Feb 2003	75% - 100%	22-3893560
Todd Patrick Clarke	President/manager	1 Feb 2005	Other	2302776
Brian Vincent Vinchur	Treasurer	1 Feb 2005	Other	2212415
Eric Reese Clarke	Chief operations officer	1 Feb 2005	Other	2917776
Mark Daniel Applegarth	Controller	1 Oct 2006	Other	5243868
John Wallace Ludlow	Chief operations officer	1 Jul 2007	Other	2652167
Douglas Edward Mccash	Chief compliance officer	1 Jul 2008	Other	5160163

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Warren Patrick Clarke	Member/manager	1 Feb 2003	50% - 75%	48081

Based in Omaha

The principal office where Cls Investment Firm, LLC performs its advisory services is located at 4020 South 147 Th Street, Omaha, NE 68137, which is also the mailing address of the firm. An additional office of the firm is in Eldorado Hills, CA. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 402-493-3313 or by fax 402-493-2811. The normal business hours are 8:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at clsinvest.com.