ALPhabet Management, LLC (New York)


ALPhabet Management, LLC is a large advisory firm based in New York. It manages $3.31 billion of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdiction of California.

ALPhabet Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

ALPhabet Management: assets under management

The assets under management (AUM) of ALPhabet Management, LLC is $3.31 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 2109% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $3.31 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $662.75 million each.
ALPhabet Management has custody of $3.31 billion in cash and securities for 5 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay ALPhabet Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at ALPhabet Management, LLC

Nelson Andrew Saiers has served as the Chief Investment Officer since 1 Mar 2011. Jon Miles Bartner joined the executive team most recently as the Chief Operating Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Jason Marc Adler Managing member 1 Oct 2007 25% - 50% 2417602
Andrew Craig Garnock Managing member 1 Oct 2007 25% - 50% 2516954
Llc Aurelian Holdings Member 1 Oct 2007 Other 20-0037204
Drew Edward Hurni Chief compliance officer 1 May 2009 Other 4714929
Tom Kobylarz Cfo 1 Jul 2009 Other 5782064
Robert Alan Beinish Chief compliance officer 1 Mar 2010 Other 2715163
Nelson Andrew Saiers Head portfolio manager 1 Dec 2010 Other 4618117
Nelson Andrew Saiers Chief investment officer 1 Mar 2011 Other 4618117
Jon Miles Bartner Chief operating officer 1 May 2012 Other 4728312

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Ernest Aurel Scalamandre Member 1 Nov 2003 75% - 100% 2364549

Based in New York

The principal office where ALPhabet Management, LLC performs its advisory services is located at 2 Rector Street, New York, NY 10006, which is also the mailing address of the firm. An additional office of the firm is in San Francisco, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-659-3874 or by fax 212-659-3909. The normal business hours are 9 a.m to 5 p.m. on Monday - Friday.