Ram Active Investments S.A. (Geneva)

Name: Ram Active Investments S.A.
Address: Rue Du Rhône 8, Geneva, Ch 1204
Telephone: +41 58 726 8700

Ram Active Investments S.A. is an adviser based in Geneva. It manages $3.3 billion of regulatory assets for 15 client accounts. It has been registered with the SEC as an adviser since 2015.

Ram Active Investments provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ram Active Investments: assets under management

The assets under management (AUM) of Ram Active Investments S.A. is $3.3 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 2% since the beginning of its operation, and $3.29 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $3.3 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $220 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ram Active Investments S.A. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Michel Stanislas Broch serves?

The only and largest group of clients of Michel Stanislas Broch is pooled investment vehicles with 15 clients and $3.3 billion of assets under management. Among the 10 most similar advisory firms, Ram Active Investments has the 4th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $3.3 billion for 15 clients. 99% of the firm’s clients are foreign persons or businesses.

Ram Active Investments also advises several private funds. Namely, three hedge funds. The minimum investment commitment required of non-related persons is $100,000 for each fund.

Careers at Ram Active Investments S.A.

The company employs 41 people that are either part- or full-time employees. 27 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Michel Stanislas Broch has been acting as President since 1 Sep 2006. Andrea Maralla joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Maxime Botti	Executive officer	1 Sep 2006	Other	6524304
Michel Stanislas Broch	Director	1 Sep 2006	Other	5939589
Christian Richard Achod Fringhian	Director	1 Sep 2006	Other	6529796
Herman Jan Pieter Krul	Director	1 Sep 2006	Other	6529799
Thomas Benigne Marie Legouz De Saint Seine	Chief executive officer, director	1 Sep 2006	Other	6570619
Reyl & Cie Holdings Sa	Shareholder	1 Sep 2006	25% - 50%	foreign entity
Sequana Sarl	Shareholder	1 Sep 2006	25% - 50%	foreign entity
Merendella (Holding) Sarl	Shareholder	1 Sep 2006	Other	foreign entity
Reyl & Cie Holding Sa	Shareholder	1 Sep 2006	Other	foreign entity
Christian Fringhian	Director	1 Sep 2006	Other	6529796
Herman Krul	Director	1 Sep 2006	Other	6529799
Willem Van Der Worm	Director	1 Sep 2006	Other	6529802
Thomas Benigne De Saint Seine	Chief executive officer, director	1 Sep 2006	25% - 50%	6570619
Jan Willem Marius Van Der Worm	Director	1 Sep 2006	Other	6529802
Emmanuel Michael Hauptmann	Executive officer	1 Mar 2007	Other	4925432
Emmanuel Michael Hauptmann	Shareholder	1 Jan 2010	Other	4925432
Pierre Olivier François André Pourcelot	Executive officer	1 Nov 2010	Other	6530415
Laurent Joseph Francois Lienard	Chief compliance officer, head of legal	1 Apr 2011	Other	6524275
Laurent Lienard	Chief compliance officer, head of legal	1 Apr 2011	Other	6524275
Roberto Zito	Executive officer	1 Jul 2011	Other	6529838
Paul Francois Lorenzoni	Director	1 Oct 2012	Other	6529805
Jan Erik Frogg	Director	1 Jun 2016	Other	4936623
Andrea Maralla	Director	1 Feb 2018	Other	6920378
Massimo Perona	Director	1 Feb 2018	Other	6920381
Alexandra Virginia Young	Director	1 Feb 2018	Other	6778632
Frank Goasguen	Director	1 Feb 2018	Other	4850272
Francesco Benvenuto Coatti	Director	1 Feb 2018	Other	6920389
Mediobanca Banca Di Credito Finanziario S.P.A	Shareholder	1 Feb 2018	50% - 75%	foreign

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Francois Pierre Reyl	Shareholder	1 Sep 2006	25% - 50%	5990550
Dominique Charles Henri Reyl	Shareholder	1 Sep 2006	25% - 50%	5990549
F.C.O Participations Sa	Shareholder	1 Sep 2006	75% - 100%	foreign entity
Francois (Nmn) Reyl	Shareholder	1 Sep 2006	25% - 50%	5990550
Dominique (Nmn) Reyl	Shareholder	1 Sep 2006	25% - 50%	5990549
F.C.O Participations	Shareholder	1 Sep 2006	75% - 100%	foreign entity
62 Rhône Participations Sa	Shareholder	1 Mar 2017	25% - 50%	foreign entity

Based in Geneva

The principal office where Ram Active Investments S.A. performs its advisory services is located at Rue Du Rhône 8, Geneva, Ch 1204, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number +41 58 726 8700. The normal business hours are 08.30 -17.30 on Monday - Friday. You can find more information about the New York firm at ram-ai.com.