Unified Wealth Management, LLC. (Scottsdale)

Name: Unified Wealth Management, LLC.
Address: 7025 N. Scottsdale Rd., Scottsdale, AZ, 85253
Telephone: 480-668-3016

Unified Wealth Management, LLC. is a large advisory firm based in Scottsdale. It manages $176.44 million of regulatory assets for 646 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Arizona, Arkansas, California, and 16 other states.

Unified Wealth Management provides financial planning services, portfolio management for individuals and small businesses, selection of other advisers, and educational seminars and workshops. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Unified Wealth Management: assets under management

The assets under management (AUM) of Unified Wealth Management, LLC. is $176.44 million. The firm's AUM has grown by 492% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $88.8 million in discretionary accounts and $87.65 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $274.91 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $271.35 thousand.

Investments

The firm invests in investment and business development companies the most. They account for 53% of the total AUM. The second-largest asset type is exchange traded securities, which make up 37% of the firm’s portfolio. Investments in cash and cash equivalents form 6% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Unified Wealth Management, LLC. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Unified Wealth Management serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Unified Wealth Management is individuals with 617 clients and $123.82 million of assets under management. Among the 8 most similar advisory firms, Unified Wealth Management has the 2nd highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $176.44 million for 646 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Unified Wealth Management doesn't advise any private funds.

Careers at Unified Wealth Management, LLC.

The company employs 9 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Richard Andrew Boehm	Member/chief compliance officer	1 Oct 2004	75% - 100%	2365186
Lori Ann Jorgensen Eichenberger	Chief compliance officer	1 Jan 2005	Other	4382913

Based in Scottsdale

The principal office where Unified Wealth Management, LLC. performs its advisory services is located at 7025 N. Scottsdale Rd., Scottsdale, AZ 85253, which is also the mailing address of the firm. An additional office of the firm is in Hartford, CT. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 480-668-3016 or by fax 480-668-3416. The normal business hours are 9 am through 5 pm on Monday - Friday. You can find more information about the New York firm at unifiedfs.com.