Lighthouse Swiss Wealth Advisors Ag (Zug)

Lighthouse Swiss Wealth Advisors Ag is an adviser based in Zug. It manages $11.35 million of regulatory assets for 25 client accounts. It has been registered with the SEC as an adviser since 2012.

Lighthouse Swiss Wealth Advisors Ag provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lighthouse Swiss Wealth Advisors Ag: assets under management

The assets under management (AUM) of Lighthouse Swiss Wealth Advisors Ag is $11.35 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -2% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $11.35 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $454 thousand each.

Investments

The firm invests in cash and cash equivalents the most. They account for 59% of the total AUM. The second-largest asset type is exchange traded securities, which make up 37% of the firm’s portfolio. Investments in non-investment grade corporate bonds form 4% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Lighthouse Swiss Wealth Advisors Ag for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Lighthouse Swiss Wealth Advisors Ag serves?

The only and largest group of clients of Lighthouse Swiss Wealth Advisors Ag is high net worth individuals with 25 clients and $11.35 million of assets under management. Among the 1 most similar advisory firms, Lighthouse Swiss Wealth Advisors Ag has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $11.35 million for 25 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Lighthouse Swiss Wealth Advisors Ag doesn't advise any private funds.

Careers at Lighthouse Swiss Wealth Advisors Ag

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Marc Bruhwiler	Chief compliance officer; chief executive officer	1 Jun 2012	25% - 50%	6085076
Andreas Truniger	Chief financial officer & chief operations officer	1 Jun 2012	25% - 50%	6085078
Pascal Rytz	Chief investment officer; deputy chief executive officer	1 Jun 2012	25% - 50%	6085085
Hanspeter Zwyssig	Chief operations officer	1 Jun 2012	25% - 50%	6085082
Inga Ivsan Irrevocable Trust	Inga ivsan irrevocable trust	1 Jan 2015	Other	tcqlbm.99999.sl.084
Lighthouse 2014 Trust	Lighthouse 2014 trust	1 Jan 2015	Other	qskf7g.99999.sl.084

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Lighthouse Swiss Trust & Wealth Management Gmbh	Trustee	1 Jan 2015	Other	foreign entity

Based in Zug

The principal office where Lighthouse Swiss Wealth Advisors Ag performs its advisory services is located at Bahnhofstrasse 20, Zug, 6300, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number +41-41-511-39-05 or by fax +41-41-710-76-49. The normal business hours are 8am-5:30pm central european time on Monday - Friday.