Fintrust Investment Advisory Services, LLC (Greenville)

Name: Fintrust Investment Advisory Services, LLC
Address: 124 Verdae Blvd, Greenville, SC, 29607
Telephone: 864-288-2849

Fintrust Investment Advisory Services, LLC is a large advisory firm based in Greenville. It manages $410.05 million of regulatory assets for 952 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdictions of California, Colorado, Florida, and 8 other states.

Fintrust Investment Advisory Services provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Fintrust Investment Advisory Services: assets under management

The assets under management (AUM) of Fintrust Investment Advisory Services, LLC is $410.05 million. The firm's AUM has grown by 56% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $288.44 million in discretionary accounts and $121.61 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $319.77 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $2.43 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fintrust Investment Advisory Services, LLC for their services and products based on a percentage of assets under management and hourly charges. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Fintrust Investment Advisory Services, LLC

The company employs 24 people that are either part- or full-time employees. 54 percent of the employees work as investment advisers or researchers. 13 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Fintrust Investment Advisors	Direct owner	1 Oct 2008	75% - 100%	26-2534264
Llc Fintrust Capital Partners	Direct owner	1 Oct 2008	75% - 100%	26-2534264
Llc Fintrust Advisors	Direct owner	1 Oct 2008	75% - 100%	26-2534264
Philip Hamilton Brice	Partner	1 Mar 2011	Other	1019504
Allen Ray Gillespie	Chief compliance officer, partner	1 Mar 2011	Other	2513792
Richard Patrick Sheridan	Managing member	1 Jan 2018	Other	1266071

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Centillion Partners	Indirect owner	1 Oct 2008	50% - 75%	20-4652883
Llc Pbag	Indirect owner	1 Feb 2013	50% - 75%	45-4694475
Allen Ray Gillespie	Member	1 Feb 2013	50% - 75%	2513792
Philip Hamilton Brice	Member	1 Feb 2013	50% - 75%	1019504
Philip Hamilton Brice	Managing member	1 Jan 2018	75% - 100%	1019504
Llc Phb Holdings	Owner	1 Jan 2018	25% - 50%	xxx-xx-xxxx
Llc Broad Street Capital Partners	Owner	1 Jan 2018	25% - 50%	20-3705592

Based in Greenville

The principal office where Fintrust Investment Advisory Services, LLC performs its advisory services is located at 124 Verdae Blvd, Greenville, SC 29607, which is also the mailing address of the firm. An additional office of the firm is in Anderson, SC. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 864-288-2849 or by fax 864-288-5218. The normal business hours are 9:30am - 4:30 pm on Monday - Friday. You can find more information about the New York firm at fintrustadvisors.com.